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GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 30 Institutional holders with a total value of $174,134,647.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 3,938,044 73,050,000 41.95%
2 BB&T SECURITIES, LLC 380,944 70,665,000 40.58%
3 MORGAN STANLEY 549,251 10,189,000 5.85%
4 RAYMOND JAMES & ASSOCIATES 270,534 5,018,000 2.88%
5 Virtu Financial LLC 207,220 3,844,000 2.21%
6 BANK OF AMERICA CORP /DE/ 196,251 3,640,000 2.09%
7 Callan Capital, LLC 77,000 1,428,000 0.82%
8 LPL Financial LLC 53,010 983,000 0.56%
9 Good Harbor Financial, LLC 51,189 950,000 0.55%
10 Transamerica Financial Advisors, LLC 25,950 482,000 0.28%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,070 465,000 0.27%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,001 464,000 0.27%
13 ROYAL BANK OF CANADA 23,345 433,000 0.25%
14 AMERICAN FINANCIAL GROUP INC 18,369 341,000 0.20%
15 Cetera Advisors LLC 17,629 329,000 0.19%
16 JANE STREET GROUP, LLC 16,785 311,000 0.18%
17 AMERICAN INTERNATIONAL GROUP, INC. 16,349 303,271 0.17%
18 Koshinski Asset Management, Inc. 16,093 299,000 0.17%
19 Yorktown Management & Research Co Inc 14,500 269,000 0.15%
20 SIGNATUREFD, LLC 9,667 179,000 0.10%
21 Stanford Investment Group, Inc. 9,363 174,000 0.10%
22 CITIGROUP INC 5,500 102,000 0.06%
23 WELLS FARGO & COMPANY/MN 4,347 81,000 0.05%
24 STANCORP INVESTMENT ADVISERS INC 3,765 70,000 0.04%
25 Waverly Advisors, LLC 1,271 24,000 0.01%
26 Hudock, Inc. 808 15,000 0.01%
27 NATIONAL PLANNING CORP 704 12,376 0.01%
28 FIFTH THIRD BANCORP 500 9,000 0.01%
29 Creative Planning 272 5,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.