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HANCOCK JOHN PFD INCOME FD
HANCOCK JOHN PFD INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 48 Institutional holders with a total value of $44,572,470.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 100 2,000 0.00%
2 Oakworth Capital, Inc. 100 2,000 0.00%
3 US BANCORP \DE\ 200 4,000 0.01%
4 PENSERRA CAPITAL MANAGEMENT LLC 371 8,000 0.02%
5 Advisory Services Network, LLC 359 8,000 0.02%
6 Winslow, Evans & Crocker, Inc. 600 13,470 0.03%
7 BALDWIN WEALTH PARTNERS LLC/MA 1,000 22,000 0.05%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,176 26,000 0.06%
9 BANK OF MONTREAL /CAN/ 1,252 28,000 0.06%
10 CITY HOLDING CO 2,000 45,000 0.10%
11 ASSET PLANNING SERVICES, LTD. 3,087 69,000 0.15%
12 MSI Financial Services Inc 5,717 128,000 0.29%
13 Creative Planning 6,200 139,000 0.31%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,718 151,000 0.34%
15 Cetera Advisor Networks LLC 9,645 216,000 0.48%
16 ProVise Management Group, LLC 10,000 225,000 0.50%
17 Oxbow Advisors, LLC 11,000 247,000 0.55%
18 COHEN & STEERS, INC. 11,090 249,000 0.56%
19 Private Advisor Group, LLC 11,618 256,000 0.57%
20 IFC Holdings Incorporated/FL 11,760 263,000 0.59%
21 GIRARD SECURITIES, INC. 12,881 289,000 0.65%
22 WFG Advisors, LP 13,210 297,000 0.67%
23 IFP ADVISORS, INC 13,953 313,000 0.70%
24 Raymond James Financial Services Advisors, Inc. 14,835 333,000 0.75%
25 MONROE BANK & TRUST/MI 17,650 374,000 0.84%
26 RAYMOND JAMES & ASSOCIATES 16,711 375,000 0.84%
27 ADVISOR GROUP, INC. 17,007 382,000 0.86%
28 NWAM LLC 18,300 411,000 0.92%
29 INVESTMENT CENTERS OF AMERICA INC 22,352 496,000 1.11%
30 ROYAL BANK OF CANADA 24,574 552,000 1.24%
31 Cambridge Investment Research Advisors, Inc. 24,752 556,000 1.25%
32 BECK CAPITAL MANAGEMENT, LLC 28,278 635,000 1.42%
33 VICUS CAPITAL 30,839 692,000 1.55%
34 GENEOS WEALTH MANAGEMENT INC. 34,824 781,000 1.75%
35 AMERIPRISE FINANCIAL INC 44,009 988,000 2.22%
36 GUGGENHEIM CAPITAL LLC 46,155 1,036,000 2.32%
37 BANK OF AMERICA CORP /DE/ 52,188 1,172,000 2.63%
38 Capital Investment Advisors, LLC 57,383 1,288,000 2.89%
39 TSP Capital Management Group, LLC 58,425 1,312,000 2.94% PRN
40 WELLS FARGO & COMPANY/MN 61,094 1,371,000 3.08%
41 PRING TURNER CAPITAL GROUP INC 82,100 1,843,000 4.13%
42 ENVESTNET ASSET MANAGEMENT INC 97,607 2,191,000 4.92%
43 Commonwealth Equity Services, Inc 101,798 2,285,000 5.13%
44 LPL Financial LLC 140,268 3,092,000 6.94%
45 Selway Asset Management 139,125 3,123,000 7.01%
46 MORGAN STANLEY 165,616 3,718,000 8.34%
47 Invesco Ltd. 238,123 5,346,000 11.99%
48 UBS Group AG 321,588 7,220,000 16.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.