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JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 48 Institutional holders with a total value of $32,964,211.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 225,181 4,787,000 14.52%
2 UBS Group AG 151,765 3,227,000 9.79%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 116,153 2,469,000 7.49%
4 GUGGENHEIM CAPITAL LLC 111,051 2,361,000 7.16%
5 MORGAN STANLEY 104,539 2,222,000 6.74%
6 LPL Financial LLC 105,193 2,196,000 6.66%
7 Capital Investment Advisors, LLC 81,470 1,732,000 5.25%
8 WELLS FARGO & COMPANY/MN 72,584 1,543,000 4.68%
9 Commonwealth Equity Services, Inc 67,453 1,434,000 4.35%
10 ROYAL BANK OF CANADA 54,606 1,161,000 3.52%
11 Koshinski Asset Management, Inc. 54,931 1,142,000 3.46%
12 PARAMETRIC PORTFOLIO ASSOCIATES LLC 50,168 1,067,000 3.24%
13 Horizon Kinetics LLC 37,363 794,000 2.41%
14 MSI Financial Services Inc 32,218 685,000 2.08%
15 SIT INVESTMENT ASSOCIATES INC 28,099 597,000 1.81%
16 IFP ADVISORS, INC 24,913 530,000 1.61%
17 IFC Holdings Incorporated/FL 23,989 497,000 1.51%
18 Raymond James Financial Services Advisors, Inc. 23,230 494,000 1.50%
19 INVESTMENT CENTERS OF AMERICA INC 22,898 487,000 1.48%
20 BANK OF AMERICA CORP /DE/ 22,873 487,000 1.48%
21 Private Advisor Group, LLC 18,871 401,000 1.22%
22 NORTHERN TRUST CORP 17,500 372,000 1.13%
23 Cambridge Investment Research Advisors, Inc. 13,789 293,000 0.89%
24 Aldebaran Financial Inc. 12,305 262,000 0.79%
25 ProVise Management Group, LLC 11,500 244,000 0.74%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,523 223,000 0.68%
27 SG Americas Securities, LLC 10,382 221,000 0.67%
28 PARSONS CAPITAL MANAGEMENT INC/RI 9,650 205,000 0.62% PRN
29 Creative Planning 8,502 181,000 0.55%
30 AMERICAN INTERNATIONAL GROUP, INC. 7,854 167,000 0.51%
31 ANCHOR INVESTMENT MANAGEMENT, LLC 5,419 115,211 0.35%
32 CITIGROUP INC 3,734 79,000 0.24%
33 Avior Wealth Management, LLC 2,500 53,000 0.16%
34 GENEOS WEALTH MANAGEMENT INC. 1,915 39,000 0.12%
35 ENVESTNET ASSET MANAGEMENT INC 1,761 37,000 0.11%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,674 36,000 0.11%
37 SRH ADVISORS, LLC 1,000 21,000 0.06%
38 INTEGRATED WEALTH MANAGEMENT 876 19,000 0.06%
39 JFS WEALTH ADVISORS, LLC 833 18,000 0.05%
40 Commonwealth Financial Services, LLC 700 15,000 0.05%
41 DEUTSCHE BANK AG\ 600 12,000 0.04%
42 ALPHA OMEGA WEALTH MANAGEMENT LLC 500 11,000 0.03%
43 PNC FINANCIAL SERVICES GROUP, INC. 482 10,000 0.03%
44 NEXT Financial Group, Inc 400 8,000 0.02%
45 PENSERRA CAPITAL MANAGEMENT LLC 227 4,000 0.01%
46 Sandy Spring Bank 210 4,000 0.01%
47 Blume Capital Management, Inc. 100 2,000 0.01%
48 Tower Research Capital LLC (TRC) 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.