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JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 43 Institutional holders with a total value of $28,125,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 288,475 5,515,000 19.61%
2 GUGGENHEIM CAPITAL LLC 175,805 3,360,000 11.95%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 112,766 2,156,000 7.67%
4 MORGAN STANLEY 107,330 2,052,000 7.30%
5 WELLS FARGO & COMPANY/MN 90,035 1,721,000 6.12%
6 CREDIT SUISSE AG/ 80,020 1,530,000 5.44%
7 UBS Group AG 70,886 1,355,000 4.82%
8 Commonwealth Equity Services, Inc 59,761 1,143,000 4.06%
9 Shaker Financial Services, LLC 57,140 1,093,000 3.89%
10 ROYAL BANK OF CANADA 50,244 960,000 3.41%
11 WOLVERINE ASSET MANAGEMENT LLC 47,098 900,000 3.20%
12 LPL Financial LLC 46,469 890,000 3.16%
13 Koshinski Asset Management, Inc. 40,128 772,000 2.74%
14 Curi Capital, LLC 38,101 728,000 2.59%
15 BANK OF AMERICA CORP /DE/ 25,411 486,000 1.73%
16 INVESTMENT CENTERS OF AMERICA INC 21,952 419,000 1.49%
17 IFC Holdings Incorporated/FL 20,272 392,000 1.39%
18 NORTHERN TRUST CORP 17,900 343,000 1.22%
19 Cambridge Investment Research Advisors, Inc. 13,796 264,000 0.94%
20 Aldebaran Financial Inc. 12,805 245,000 0.87%
21 PARSONS CAPITAL MANAGEMENT INC/RI 12,015 230,000 0.82% PRN
22 ProVise Management Group, LLC 11,500 220,000 0.78%
23 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,291 216,000 0.77%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,717 205,000 0.73%
25 Capital Investment Advisors, LLC 10,545 202,000 0.72%
26 Creative Planning 8,502 163,000 0.58%
27 AMERICAN INTERNATIONAL GROUP, INC. 7,269 139,000 0.49%
28 JFS WEALTH ADVISORS, LLC 4,779 91,000 0.32%
29 CITIGROUP INC 3,337 64,000 0.23%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,646 52,000 0.18%
31 Avior Wealth Management, LLC 2,500 48,000 0.17%
32 Windsor Capital Management, LLC 1,398 26,000 0.09%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,039 20,000 0.07%
34 SRH ADVISORS, LLC 1,000 19,000 0.07%
35 INTEGRATED WEALTH MANAGEMENT 876 17,000 0.06%
36 Community Financial Services Group, LLC 800 15,000 0.05%
37 MSI Financial Services Inc 702 13,000 0.05%
38 Commonwealth Financial Services, LLC 700 13,000 0.05%
39 NEXT Financial Group, Inc 664 12,000 0.04%
40 DEUTSCHE BANK AG\ 600 11,000 0.04%
41 WFG Advisors, LP 557 11,000 0.04%
42 Advisory Services Network, LLC 500 10,000 0.04%
43 Sandy Spring Bank 210 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.