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JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 48 Institutional holders with a total value of $33,906,782.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 202,048 4,554,000 13.43%
2 Invesco Ltd. 185,960 4,192,000 12.36%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 142,856 3,220,000 9.50%
4 Capital Investment Advisors, LLC 125,246 2,823,000 8.33%
5 MORGAN STANLEY 97,881 2,206,000 6.51%
6 WELLS FARGO & COMPANY/MN 81,567 1,838,000 5.42%
7 Commonwealth Equity Services, Inc 73,761 1,663,000 4.90%
8 GUGGENHEIM CAPITAL LLC 67,837 1,529,000 4.51%
9 Koshinski Asset Management, Inc. 60,156 1,356,000 4.00%
10 ROYAL BANK OF CANADA 54,457 1,227,000 3.62%
11 LPL Financial LLC 54,951 1,224,000 3.61%
12 IFC Holdings Incorporated/FL 42,261 955,000 2.82%
13 MSI Financial Services Inc 41,767 941,000 2.78%
14 Horizon Kinetics LLC 34,041 767,000 2.26%
15 Sterling Global Strategies LLC 11,157 495,000 1.46%
16 INVESTMENT CENTERS OF AMERICA INC 21,635 488,000 1.44%
17 NORTHERN TRUST CORP 19,300 435,000 1.28%
18 Private Advisor Group, LLC 18,990 423,000 1.25%
19 Cetera Advisor Networks LLC 15,750 355,000 1.05%
20 IFP ADVISORS, INC 15,551 351,000 1.04%
21 Cambridge Investment Research Advisors, Inc. 13,322 300,000 0.88%
22 BANK OF AMERICA CORP /DE/ 13,262 299,000 0.88%
23 ProVise Management Group, LLC 11,500 259,000 0.76%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,915 245,000 0.72%
25 Aldebaran Financial Inc. 10,665 240,000 0.71%
26 Raymond James Financial Services Advisors, Inc. 10,483 236,000 0.70%
27 ADVISOR GROUP, INC. 9,794 221,000 0.65%
28 PARSONS CAPITAL MANAGEMENT INC/RI 9,650 218,000 0.64% PRN
29 Creative Planning 9,668 218,000 0.64%
30 ANCHOR INVESTMENT MANAGEMENT, LLC 5,428 122,337 0.36%
31 Evercore Wealth Management, LLC 3,500 79,000 0.23%
32 CITIGROUP INC 3,326 75,000 0.22%
33 Avior Wealth Management, LLC 2,500 56,000 0.17%
34 GENEOS WEALTH MANAGEMENT INC. 1,915 43,000 0.13%
35 ENVESTNET ASSET MANAGEMENT INC 1,785 40,000 0.12%
36 NEXT Financial Group, Inc 1,700 38,000 0.11%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,515 34,000 0.10%
38 WEALTHPLAN PARTNERS, LLC 1,147 25,555 0.08%
39 SRH ADVISORS, LLC 1,000 23,000 0.07%
40 INTEGRATED WEALTH MANAGEMENT 876 20,000 0.06%
41 Commonwealth Financial Services, LLC 700 16,000 0.05%
42 PNC FINANCIAL SERVICES GROUP, INC. 482 12,000 0.04%
43 BANK OF MONTREAL /CAN/ 453 10,000 0.03%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 400 9,000 0.03%
45 Winslow, Evans & Crocker, Inc. 350 7,890 0.02%
46 ALPHA OMEGA WEALTH MANAGEMENT LLC 300 7,000 0.02%
47 PENSERRA CAPITAL MANAGEMENT LLC 304 6,000 0.02%
48 Sandy Spring Bank 210 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.