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JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 44 Institutional holders with a total value of $31,933,550.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 299,939 6,100,000 19.10%
2 GUGGENHEIM CAPITAL LLC 244,434 4,972,000 15.57%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 117,054 2,381,000 7.46%
4 MORGAN STANLEY 114,329 2,326,000 7.28%
5 CREDIT SUISSE AG/ 87,895 1,788,000 5.60%
6 LPL Financial LLC 87,679 1,783,000 5.58%
7 WELLS FARGO & COMPANY/MN 84,785 1,725,000 5.40%
8 UBS Group AG 77,607 1,578,000 4.94%
9 ROYAL BANK OF CANADA 75,169 1,529,000 4.79%
10 Commonwealth Equity Services, Inc 54,432 1,107,000 3.47%
11 Arlington Capital Management, Inc. 48,325 983,000 3.08%
12 Koshinski Asset Management, Inc. 46,504 946,000 2.96%
13 IFC Holdings Incorporated/FL 23,024 474,000 1.48%
14 BANK OF AMERICA CORP /DE/ 23,110 470,000 1.47%
15 INVESTMENT CENTERS OF AMERICA INC 21,441 436,000 1.37%
16 NORTHERN TRUST CORP 17,500 356,000 1.11%
17 Cambridge Investment Research Advisors, Inc. 15,551 316,000 0.99%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 14,150 288,000 0.90%
19 Bank of New York Mellon Corp 14,040 286,000 0.90%
20 Aldebaran Financial Inc. 13,005 265,000 0.83%
21 ProVise Management Group, LLC 11,500 234,000 0.73%
22 Capital Investment Advisors, LLC 11,507 234,000 0.73%
23 AMERICAN INTERNATIONAL GROUP, INC. 10,812 219,912 0.69%
24 SG Americas Securities, LLC 10,577 215,000 0.67%
25 NORTHEAST INVESTMENT MANAGEMENT 10,000 203,000 0.64%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,063 185,000 0.58%
27 Creative Planning 4,627 94,000 0.29%
28 JFS WEALTH ADVISORS, LLC 4,491 91,000 0.28%
29 CITIGROUP INC 3,300 67,000 0.21%
30 Avior Wealth Management, LLC 2,500 51,000 0.16%
31 PNC FINANCIAL SERVICES GROUP, INC. 2,164 44,000 0.14%
32 BOSTON PRIVATE BANK & TRUST CO 2,000 41,000 0.13%
33 Stratos Wealth Partners, LTD. 1,113 22,638 0.07%
34 SRH ADVISORS, LLC 1,000 20,000 0.06%
35 Somerset Trust Co 800 16,000 0.05%
36 Community Financial Services Group, LLC 800 16,000 0.05%
37 NEXT Financial Group, Inc 744 15,000 0.05%
38 Commonwealth Financial Services, LLC 700 14,000 0.04%
39 DEUTSCHE BANK AG\ 600 12,000 0.04%
40 BANK OF MONTREAL /CAN/ 500 10,000 0.03%
41 NEW ENGLAND SECURITIES CORP /MA/ 450 9,000 0.03%
42 CENTRAL TRUST Co 285 6,000 0.02%
43 Sandy Spring Bank 210 4,000 0.01%
44 Tower Research Capital LLC (TRC) 73 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.