Dark
Light
System
Security
JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 45 Institutional holders with a total value of $29,264,088.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 165,237 3,346,000 11.43%
2 UBS Group AG 164,612 3,333,000 11.39%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 143,409 2,904,000 9.92%
4 Capital Investment Advisors, LLC 115,167 2,332,000 7.97%
5 MORGAN STANLEY 105,743 2,141,000 7.32%
6 WELLS FARGO & COMPANY/MN 90,704 1,837,000 6.28%
7 Commonwealth Equity Services, Inc 85,973 1,741,000 5.95%
8 ROYAL BANK OF CANADA 64,849 1,313,000 4.49%
9 Koshinski Asset Management, Inc. 63,007 1,276,000 4.36%
10 LPL Financial LLC 57,436 1,172,000 4.00%
11 GUGGENHEIM CAPITAL LLC 55,674 1,127,000 3.85%
12 MSI Financial Services Inc 49,929 1,011,000 3.45%
13 IFC Holdings Incorporated/FL 39,943 805,000 2.75%
14 Laurion Capital Management LP 38,395 777,000 2.66%
15 INVESTMENT CENTERS OF AMERICA INC 23,606 477,000 1.63%
16 NORTHERN TRUST CORP 21,300 431,000 1.47%
17 BANK OF AMERICA CORP /DE/ 15,902 322,000 1.10%
18 Horizon Kinetics LLC 15,108 306,000 1.05%
19 IFP ADVISORS, INC 14,419 292,000 1.00%
20 Weiss Asset Management LP 13,986 283,000 0.97%
21 Private Advisor Group, LLC 13,671 281,000 0.96%
22 Cambridge Investment Research Advisors, Inc. 12,597 255,000 0.87%
23 Raymond James Financial Services Advisors, Inc. 11,743 238,000 0.81%
24 ProVise Management Group, LLC 11,500 233,000 0.80%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,951 221,000 0.76%
26 Creative Planning 9,100 184,000 0.63%
27 ADVISOR GROUP, INC. 7,562 153,000 0.52%
28 ANCHOR INVESTMENT MANAGEMENT, LLC 5,432 110,000 0.38%
29 ROYAL FUND MANAGEMENT, LLC 2,930 59,000 0.20%
30 SOWELL FINANCIAL SERVICES LLC 2,500 53,000 0.18%
31 Avior Wealth Management, LLC 2,100 43,000 0.15%
32 GENEOS WEALTH MANAGEMENT INC. 1,915 38,000 0.13%
33 NEXT Financial Group, Inc 1,700 34,000 0.12%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,515 31,000 0.11%
35 SRH ADVISORS, LLC 1,000 20,000 0.07%
36 Endurance Wealth Management, Inc. 770 16,000 0.05%
37 Commonwealth Financial Services, LLC 700 14,000 0.05%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 572 12,000 0.04%
39 BANK OF MONTREAL /CAN/ 453 9,000 0.03%
40 PNC FINANCIAL SERVICES GROUP, INC. 462 9,000 0.03%
41 Winslow, Evans & Crocker, Inc. 350 7,088 0.02%
42 ALPHA OMEGA WEALTH MANAGEMENT LLC 300 6,000 0.02%
43 PENSERRA CAPITAL MANAGEMENT LLC 342 6,000 0.02%
44 Sandy Spring Bank 210 4,000 0.01%
45 CITIGROUP INC 54 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.