Dark
Light
System
Security
JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 51 Institutional holders with a total value of $30,980,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 242,707 4,759,000 15.36%
2 GUGGENHEIM CAPITAL LLC 146,409 2,871,000 9.27%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 112,318 2,203,000 7.11%
4 MORGAN STANLEY 106,940 2,097,000 6.77%
5 LPL Financial LLC 101,006 2,010,000 6.49%
6 CREDIT SUISSE AG/ 76,495 1,500,000 4.84%
7 WELLS FARGO & COMPANY/MN 75,476 1,480,000 4.78%
8 UBS Group AG 73,972 1,451,000 4.68%
9 Commonwealth Equity Services, Inc 62,938 1,234,000 3.98%
10 WOLVERINE ASSET MANAGEMENT LLC 55,182 1,082,000 3.49%
11 ROYAL BANK OF CANADA 53,970 1,058,000 3.42%
12 ROBINSON CAPITAL MANAGEMENT, LLC 49,961 980,000 3.16%
13 Laurion Capital Management LP 47,456 931,000 3.01%
14 Koshinski Asset Management, Inc. 39,377 772,000 2.49%
15 Capital Investment Advisors, LLC 29,501 579,000 1.87%
16 MSI Financial Services Inc 25,581 502,000 1.62%
17 BANK OF AMERICA CORP /DE/ 21,772 427,000 1.38%
18 IFC Holdings Incorporated/FL 20,902 412,000 1.33%
19 INVESTMENT CENTERS OF AMERICA INC 20,627 404,000 1.30%
20 SG Americas Securities, LLC 20,575 403,000 1.30%
21 NORTHERN TRUST CORP 17,900 351,000 1.13%
22 Private Advisor Group, LLC 17,808 349,000 1.13%
23 IFP ADVISORS, INC 16,975 333,000 1.07%
24 Squarepoint Ops LLC 16,200 318,000 1.03%
25 Shaker Financial Services, LLC 15,408 302,000 0.97%
26 Cambridge Investment Research Advisors, Inc. 14,334 281,000 0.91%
27 CLOUGH CAPITAL PARTNERS L P 13,500 265,000 0.86%
28 Aldebaran Financial Inc. 12,805 252,000 0.81%
29 ProVise Management Group, LLC 11,500 226,000 0.73%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,232 220,000 0.71%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,352 203,000 0.66%
32 AMERICAN INTERNATIONAL GROUP, INC. 8,590 169,000 0.55%
33 Creative Planning 8,502 167,000 0.54%
34 JFS WEALTH ADVISORS, LLC 4,882 96,000 0.31%
35 CITIGROUP INC 3,337 65,000 0.21%
36 Avior Wealth Management, LLC 2,500 49,000 0.16%
37 SIT INVESTMENT ASSOCIATES INC 2,191 43,000 0.14%
38 SRH ADVISORS, LLC 1,000 20,000 0.06%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,039 20,000 0.06%
40 INTEGRATED WEALTH MANAGEMENT 876 17,000 0.05%
41 Commonwealth Financial Services, LLC 700 14,000 0.05%
42 DEUTSCHE BANK AG\ 600 11,000 0.04%
43 PNC FINANCIAL SERVICES GROUP, INC. 482 10,000 0.03%
44 Advisory Services Network, LLC 500 10,000 0.03%
45 ALPHA OMEGA WEALTH MANAGEMENT LLC 500 10,000 0.03%
46 NEXT Financial Group, Inc 400 7,000 0.02%
47 Tower Research Capital LLC (TRC) 242 5,000 0.02%
48 PENSERRA CAPITAL MANAGEMENT LLC 244 5,000 0.02%
49 Sandy Spring Bank 210 4,000 0.01%
50 ADVANTAGE INVESTMENT MANAGEMENT, LLC 100 2,000 0.01%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.