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JOHN HAN PREMIUM DIVIDEND FD
JOHN HAN PREMIUM DIVIDEND FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 62 Institutional holders with a total value of $57,095,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 13 0 0.00%
2 Community Bank, N.A. 530 8,000 0.01%
3 CITIGROUP INC 600 9,000 0.02%
4 Plante Moran Financial Advisors, LLC 682 11,000 0.02%
5 PENSERRA CAPITAL MANAGEMENT LLC 794 12,000 0.02%
6 FineMark National Bank & Trust 800 13,000 0.02%
7 ISTHMUS PARTNERS, LLC 1,592 25,000 0.04%
8 US BANCORP \DE\ 1,686 27,000 0.05%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 2,065 32,000 0.06%
10 KANALY TRUST CO 2,365 37,000 0.06%
11 MOSAIC FAMILY WEALTH, LLC 2,489 39,000 0.07%
12 Smithfield Trust Co 3,000 47,000 0.08%
13 Joel Isaacson & Co., LLC 3,022 47,000 0.08%
14 ASSETMARK, INC 3,195 50,000 0.09%
15 Focused Wealth Management, Inc 3,714 58,000 0.10%
16 Winfield Associates, Inc. 4,000 63,000 0.11%
17 Barrett Asset Management, LLC 4,500 70,000 0.12%
18 SOWELL FINANCIAL SERVICES LLC 4,629 72,000 0.13%
19 FIRST MANHATTAN CO. LLC. 5,000 78,000 0.14%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,267 82,000 0.14%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,094 95,000 0.17%
22 FIRST PREMIER BANK 6,228 97,000 0.17%
23 Edgemoor Investment Advisors, Inc. 10,000 157,000 0.27%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,146 159,000 0.28%
25 WFG Advisors, LP 10,334 162,000 0.28%
26 Rehmann Capital Advisory Group 11,276 176,000 0.31%
27 NEXT Financial Group, Inc 11,349 178,000 0.31%
28 GIRARD SECURITIES, INC. 11,547 181,000 0.32%
29 RAYMOND JAMES & ASSOCIATES 12,368 194,000 0.34%
30 ProVise Management Group, LLC 13,017 204,000 0.36%
31 Sigma Planning Corp 13,725 215,000 0.38%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,916 233,000 0.41%
33 Creative Planning 15,721 246,000 0.43%
34 Cetera Advisor Networks LLC 17,765 276,000 0.48%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,299 303,000 0.53%
36 ALLEGIS INVESTMENT ADVISORS, LLC 20,058 314,000 0.55%
37 First Horizon Advisors, Inc. 20,000 328,000 0.57%
38 COHEN & STEERS, INC. 22,804 357,000 0.63%
39 NATIONAL PLANNING CORP 23,332 369,000 0.65%
40 IFP ADVISORS, INC 24,532 384,000 0.67%
41 BALDWIN WEALTH PARTNERS LLC/MA 27,705 434,000 0.76%
42 Homrich & Berg 30,946 484,000 0.85%
43 ADVISOR GROUP, INC. 31,345 491,000 0.86%
44 PNC FINANCIAL SERVICES GROUP, INC. 31,526 493,000 0.86%
45 INVESTMENT CENTERS OF AMERICA INC 31,697 497,000 0.87%
46 AUSDAL FINANCIAL PARTNERS, INC. 40,667 636,000 1.11%
47 WEDBUSH SECURITIES INC 57,344 897,000 1.57%
48 IFC Holdings Incorporated/FL 64,587 1,012,000 1.77%
49 MSI Financial Services Inc 68,603 1,074,000 1.88%
50 ROYAL BANK OF CANADA 72,883 1,140,000 2.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.