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HERITAGE COMMERCE CORP
HERITAGE COMMERCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 102 Institutional holders with a total value of $279,343,121.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 39,500 433,000 0.16%
52 BESSEMER GROUP INC 33,000 361,000 0.13%
53 GLOBEFLEX CAPITAL L P 32,151 352,000 0.13%
54 Spark Investment Management LLC 30,700 335,000 0.12%
55 STIFEL FINANCIAL CORP 30,672 334,000 0.12%
56 BRIDGEWAY CAPITAL MANAGEMENT, LLC 30,300 331,000 0.12%
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,200 330,000 0.12% Put
58 RHUMBLINE ADVISERS 29,632 324,000 0.12%
59 Raymond James Financial Services Advisors, Inc. 28,405 311,000 0.11%
60 TD ASSET MANAGEMENT INC 28,400 311,000 0.11%
61 WELLS FARGO & COMPANY/MN 28,100 307,000 0.11%
62 Hilton Capital Management, LLC 27,540 301,000 0.11% SH
63 Dynamic Technology Lab Private Ltd 27,224 298,000 0.11%
64 DEERE & CO 26,739 293,000 0.10%
65 Teton Advisors, Inc. 26,000 284,000 0.10%
66 AMERIPRISE FINANCIAL INC 23,234 254,000 0.09%
67 BlackRock Group LTD 22,827 250,000 0.09%
68 Nationwide Fund Advisors 22,297 244,000 0.09%
69 Palouse Capital Management, Inc. 22,236 243,000 0.09%
70 EMERALD ACQUISITION LTD. 21,000 229,000 0.08%
71 GSA CAPITAL PARTNERS LLP 20,397 223,000 0.08%
72 GOLDMAN SACHS GROUP INC 20,166 221,000 0.08%
73 DEUTSCHE BANK AG\ 20,198 219,000 0.08%
74 CREDIT SUISSE AG/ 18,591 203,000 0.07%
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,467 191,000 0.07%
76 MENTA CAPITAL LLC 16,874 185,000 0.07%
77 AIMZ Investment Advisors, LLC 16,279 178,000 0.06%
78 BLACKROCK ADVISORS LLC 15,983 175,000 0.06%
79 METROPOLITAN LIFE INSURANCE CO/NY 15,968 175,000 0.06%
80 AMERICAN INTERNATIONAL GROUP, INC. 15,040 164,538 0.06%
81 FIRST TRUST ADVISORS LP 14,833 162,000 0.06%
82 BANK OF AMERICA CORP /DE/ 14,859 162,000 0.06%
83 PEAK6 Group LLC 14,700 161,000 0.06% Put
84 Concert Wealth Management Inc. 13,398 147,000 0.05%
85 WOLVERINE TRADING LP /BD 13,400 146,000 0.05% Put
86 ROYAL BANK OF CANADA 13,029 142,000 0.05%
87 CITIGROUP INC 9,532 104,000 0.04%
88 BANK OF MONTREAL /CAN/ 8,956 98,000 0.04%
89 Creative Planning 8,735 96,000 0.03%
90 BlackRock Finance, Inc. 5,400 59,000 0.02%
91 SIMPLEX TRADING, LLC 5,172 56,000 0.02%
92 PEAK6 Group LLC 5,145 56,000 0.02%
93 Legal & General Group Plc 4,025 44,000 0.02%
94 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,856 31,000 0.01%
95 Winfield Associates, Inc. 2,392 26,000 0.01%
96 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 2,300 25,000 0.01%
97 BNP PARIBAS FINANCIAL MARKETS 1,790 19,583 0.01%
98 Tower Research Capital LLC (TRC) 339 3,000 0.00%
99 MSI Financial Services Inc 100 1,000 0.00%
100 MAGEE THOMSON INVESTMENT PARTNERS LLC 88 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.