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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 30 Institutional holders with a total value of $27,893,939.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 230,479 5,815,000 20.85%
2 MORGAN STANLEY 209,871 5,295,000 18.98%
3 Texas Yale Capital Corp. 89,555 2,259,000 8.10%
4 Gradient Investments LLC 72,651 1,833,000 6.57%
5 CITADEL ADVISORS LLC 59,424 1,499,000 5.37%
6 LPL Financial LLC 51,506 1,324,000 4.75%
7 SPINNAKER TRUST 46,649 1,177,000 4.22%
8 SYNOVUS FINANCIAL CORP 43,899 1,108,000 3.97%
9 First Allied Advisory Services, Inc. 42,923 1,087,000 3.90%
10 UBS Group AG 39,713 1,002,000 3.59%
11 WELLS FARGO & COMPANY/MN 38,279 966,000 3.46%
12 Ancora Advisors LLC 33,036 833,000 2.99%
13 Atria Investments, Inc 20,756 524,000 1.88%
14 Efficient Advisors, LLC 20,072 506,000 1.81%
15 BANK HAPOALIM BM 14,803 373,000 1.34%
16 Karp Capital Management Corp 14,130 356,000 1.28%
17 MSI Financial Services Inc 12,790 323,000 1.16%
18 RAYMOND JAMES & ASSOCIATES 11,866 299,000 1.07%
19 ROYAL BANK OF CANADA 11,006 277,000 0.99%
20 BB&T SECURITIES, LLC 9,993 252,000 0.90%
21 Roof Eidam Maycock Peralta, LLC 9,605 242,000 0.87%
22 WFG Advisors, LP 8,419 212,000 0.76%
23 AMERICAN INTERNATIONAL GROUP, INC. 5,824 146,939 0.53%
24 Carroll Financial Associates, Inc. 3,400 86,000 0.31%
25 MANAGED ACCOUNT ADVISORS LLC 1,960 49,000 0.18%
26 Financial Architects, Inc 1,220 31,000 0.11%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 600 15,000 0.05%
28 Hoxton Financial, Inc. 85 2,000 0.01%
29 CITIGROUP INC 89 2,000 0.01%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.