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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 30 Institutional holders with a total value of $25,645,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 286,064 7,612,000 29.68%
2 Camelot Portfolios, LLC 145,789 3,879,000 15.13%
3 Texas Yale Capital Corp. 99,955 2,660,000 10.37%
4 SYNOVUS FINANCIAL CORP 77,007 2,049,000 7.99%
5 MORGAN STANLEY 70,559 1,878,000 7.32%
6 LPL Financial LLC 51,875 1,386,000 5.40%
7 WELLS FARGO & COMPANY/MN 50,482 1,344,000 5.24%
8 MSI Financial Services Inc 25,799 687,000 2.68%
9 Efficient Advisors, LLC 19,131 509,000 1.98%
10 SOCIETE GENERALE 17,677 470,000 1.83%
11 SG Americas Securities, LLC 17,677 470,000 1.83%
12 ADVISOR GROUP, INC. 14,406 382,000 1.49%
13 Atria Investments, Inc 12,900 344,000 1.34%
14 B. Riley Wealth Advisors, Inc. 11,978 319,000 1.24%
15 CITADEL ADVISORS LLC 11,318 301,000 1.17%
16 RAYMOND JAMES & ASSOCIATES 10,991 292,000 1.14%
17 Raymond James Financial Services Advisors, Inc. 10,035 267,000 1.04%
18 BANK HAPOALIM BM 9,462 252,000 0.98%
19 ROYAL BANK OF CANADA 8,185 218,000 0.85%
20 UBS Group AG 3,139 84,000 0.33%
21 ENVESTNET ASSET MANAGEMENT INC 2,737 73,000 0.28%
22 GENEOS WEALTH MANAGEMENT INC. 1,983 52,000 0.20%
23 Financial Architects, Inc 1,220 32,000 0.12%
24 IFP ADVISORS, INC 1,101 29,000 0.11%
25 WFG Advisors, LP 742 20,000 0.08%
26 Gradient Investments LLC 617 16,000 0.06%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 453 12,000 0.05%
28 Orion Porfolio Solutions, LLC 300 8,000 0.03%
29 BlackRock Finance, Inc. 16 0 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.