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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $34,664,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 257,232 6,279,000 18.11%
2 MORGAN STANLEY 203,132 4,958,000 14.30%
3 LPL Financial LLC 116,939 2,843,000 8.20%
4 Camelot Portfolios, LLC 108,674 2,653,000 7.65%
5 Texas Yale Capital Corp. 95,755 2,337,000 6.74%
6 TMD & ASSOCIATES, INC 87,936 2,147,000 6.19%
7 SYNOVUS FINANCIAL CORP 70,942 1,732,000 5.00%
8 CITADEL ADVISORS LLC 67,348 1,631,000 4.71%
9 SPINNAKER TRUST 47,077 1,149,000 3.31%
10 JANE STREET GROUP, LLC 45,517 1,111,000 3.21%
11 WELLS FARGO & COMPANY/MN 36,189 883,000 2.55%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,039 776,000 2.24%
13 UBS Group AG 30,280 739,000 2.13%
14 Gradient Investments LLC 27,012 659,000 1.90%
15 MSI Financial Services Inc 23,205 566,000 1.63%
16 Atria Investments, Inc 22,834 532,000 1.53%
17 Roof Eidam Maycock Peralta, LLC 20,905 510,000 1.47%
18 Efficient Advisors, LLC 19,055 465,000 1.34%
19 ROYAL BANK OF CANADA 15,797 385,000 1.11%
20 Ancora Advisors LLC 14,149 345,000 1.00%
21 BANK HAPOALIM BM 12,745 311,000 0.90%
22 B. Riley Wealth Advisors, Inc. 12,139 297,000 0.86%
23 RAYMOND JAMES & ASSOCIATES 11,760 287,000 0.83%
24 AMERICAN INTERNATIONAL GROUP, INC. 11,550 282,000 0.81%
25 Raymond James Financial Services Advisors, Inc. 10,895 266,000 0.77%
26 AMERIPRISE FINANCIAL INC 8,498 207,000 0.60%
27 WFG Advisors, LP 7,450 182,000 0.53%
28 Carroll Financial Associates, Inc. 3,400 82,000 0.24%
29 IFP ADVISORS, INC 1,101 27,000 0.08%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 451 11,000 0.03%
31 CITIGROUP INC 409 10,000 0.03%
32 Hoxton Financial, Inc. 86 2,000 0.01%
33 BlackRock Finance, Inc. 16 0 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.