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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 27 Institutional holders with a total value of $31,757,818.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 298,654 8,297,000 26.13%
2 BANK OF AMERICA CORP /DE/ 239,759 6,661,000 20.97%
3 BB&T SECURITIES, LLC 9,338 2,594,000 8.17%
4 Gradient Investments LLC 64,231 1,784,000 5.62%
5 Texas Yale Capital Corp. 62,555 1,738,000 5.47%
6 SPINNAKER TRUST 46,649 1,296,000 4.08%
7 First Allied Advisory Services, Inc. 45,010 1,261,000 3.97%
8 SYNOVUS FINANCIAL CORP 41,538 1,154,000 3.63%
9 LPL Financial LLC 38,074 1,056,000 3.33%
10 WELLS FARGO & COMPANY/MN 33,723 937,000 2.95%
11 Ancora Advisors LLC 0 918,000 2.89%
12 UBS Group AG 31,506 875,000 2.76%
13 BANK HAPOALIM BM 19,366 538,000 1.69%
14 Efficient Advisors, LLC 19,174 533,000 1.68%
15 Atria Investments, Inc 18,527 515,000 1.62%
16 JANE STREET GROUP, LLC 17,419 484,000 1.52%
17 STEPHENS INC /AR/ 9,055 252,000 0.79%
18 ROYAL BANK OF CANADA 7,666 213,000 0.67%
19 WFG Advisors, LP 7,630 212,000 0.67%
20 MSI Financial Services Inc 6,140 171,000 0.54%
21 AMERICAN INTERNATIONAL GROUP, INC. 4,373 121,484 0.38%
22 GUPTA WEALTH MANAGEMENT LLC 3,000 83,000 0.26%
23 Financial Architects, Inc 1,220 34,000 0.11%
24 Creative Planning 400 11,000 0.03%
25 Orion Porfolio Solutions, LLC 398 11,000 0.03%
26 MassMutual Private Wealth & Trust, FSB 300 8,334 0.03%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.