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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 36 Institutional holders with a total value of $33,402,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 248,698 6,230,000 18.65%
2 MORGAN STANLEY 208,505 5,223,000 15.64%
3 Camelot Portfolios, LLC 108,676 2,722,000 8.15%
4 Texas Yale Capital Corp. 99,955 2,504,000 7.50%
5 LPL Financial LLC 99,900 2,463,000 7.37%
6 SYNOVUS FINANCIAL CORP 73,288 1,836,000 5.50%
7 TMD & ASSOCIATES, INC 55,740 1,396,000 4.18%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,013 1,225,000 3.67%
9 CITADEL ADVISORS LLC 46,255 1,156,000 3.46%
10 WELLS FARGO & COMPANY/MN 41,176 1,032,000 3.09%
11 GFS Advisors, LLC 25,050 1,000,000 2.99%
12 USCA RIA LLC 25,050 1,000,000 2.99%
13 JANE STREET GROUP, LLC 26,546 665,000 1.99%
14 ROYAL BANK OF CANADA 23,463 588,000 1.76%
15 MSI Financial Services Inc 22,859 573,000 1.72%
16 Roof Eidam Maycock Peralta, LLC 20,310 509,000 1.52%
17 Efficient Advisors, LLC 19,275 483,000 1.45%
18 Raymond James Financial Services Advisors, Inc. 16,936 424,000 1.27%
19 Atria Investments, Inc 16,596 416,000 1.25%
20 SG Americas Securities, LLC 13,877 348,000 1.04%
21 AMERICAN INTERNATIONAL GROUP, INC. 13,010 326,000 0.98%
22 RAYMOND JAMES & ASSOCIATES 11,492 288,000 0.86%
23 B. Riley Wealth Advisors, Inc. 11,053 277,000 0.83%
24 BANK HAPOALIM BM 10,192 255,000 0.76%
25 UBS Group AG 5,487 138,000 0.41%
26 Carroll Financial Associates, Inc. 3,400 85,000 0.25%
27 ENVESTNET ASSET MANAGEMENT INC 2,673 67,000 0.20%
28 GENEOS WEALTH MANAGEMENT INC. 1,983 49,000 0.15%
29 Gradient Investments LLC 1,676 42,000 0.13%
30 Financial Architects, Inc 1,220 31,000 0.09%
31 IFP ADVISORS, INC 1,101 28,000 0.08%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 452 11,000 0.03%
33 CITIGROUP INC 403 10,000 0.03%
34 Hoxton Financial, Inc. 89 2,000 0.01%
35 BlackRock Finance, Inc. 16 0 0.00%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.