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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 27 Institutional holders with a total value of $24,247,470.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MSI Financial Services Inc 70 2,000 0.01%
3 UBS Group AG 141 4,000 0.02%
4 NEXT Financial Group, Inc 200 5,000 0.02%
5 B. Riley Wealth Advisors, Inc. 700 19,000 0.08%
6 Orion Porfolio Solutions, LLC 717 20,000 0.08%
7 Financial Architects, Inc 1,220 34,000 0.14%
8 AMERICAN INTERNATIONAL GROUP, INC. 2,925 80,397 0.33%
9 DEUTSCHE BANK AG\ 3,000 82,000 0.34%
10 NEW ENGLAND SECURITIES CORP /MA/ 3,730 103,000 0.42%
11 NATIONAL PLANNING CORP 6,529 183,073 0.76%
12 WFG Advisors, LP 7,784 214,000 0.88%
13 ROYAL BANK OF CANADA 7,777 214,000 0.88%
14 STEPHENS INC /AR/ 9,055 249,000 1.03%
15 BANK HAPOALIM BM 21,576 593,000 2.45%
16 LPL Financial LLC 23,516 646,000 2.66%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,570 648,000 2.67%
18 Ancora Advisors LLC 33,237 914,000 3.77%
19 WELLS FARGO & COMPANY/MN 33,393 918,000 3.79%
20 SYNOVUS FINANCIAL CORP 35,371 971,000 4.00%
21 First Allied Advisory Services, Inc. 42,848 1,183,000 4.88%
22 SPINNAKER TRUST 49,525 1,361,000 5.61%
23 Texas Yale Capital Corp. 55,985 1,539,000 6.35%
24 Gradient Investments LLC 60,423 1,661,000 6.85%
25 Camelot Portfolios, LLC 66,493 1,828,000 7.54%
26 BANK OF AMERICA CORP /DE/ 171,647 4,718,000 19.46%
27 MORGAN STANLEY 220,405 6,058,000 24.98%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.