| 1 |
GUGGENHEIM CAPITAL LLC |
217,028 |
3,720,000 |
26.37% |
|
|
| 2 |
Advisors Asset Management, Inc. |
211,578 |
3,626,000 |
25.71% |
|
|
| 3 |
Saba Capital Management, L.P. |
207,518 |
3,557,000 |
25.22% |
|
|
| 4 |
Shaker Financial Services, LLC |
72,607 |
1,244,000 |
8.82% |
|
|
| 5 |
Grantham, Mayo, Van Otterloo & Co. LLC |
28,730 |
492,000 |
3.49% |
|
|
| 6 |
LPL Financial LLC |
22,044 |
378,000 |
2.68% |
|
|
| 7 |
MORGAN STANLEY |
13,929 |
238,000 |
1.69% |
|
|
| 8 |
CORNERSTONE ADVISORS INC |
11,284 |
193,000 |
1.37% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
11,278 |
193,000 |
1.37% |
|
|
| 10 |
UBS AG |
6,948 |
119,000 |
0.84% |
|
|
| 11 |
WFG Advisors, LP |
3,502 |
60,000 |
0.43% |
|
|
| 12 |
NEXT Financial Group, Inc |
2,882 |
47,000 |
0.33% |
|
|
| 13 |
ROYAL BANK OF CANADA |
2,573 |
44,000 |
0.31% |
|
|
| 14 |
FineMark National Bank & Trust |
2,119 |
36,000 |
0.26% |
|
|
| 15 |
DEUTSCHE BANK AG\ |
1,865 |
31,000 |
0.22% |
|
|
| 16 |
Bartlett & Co. LLC |
1,679 |
29,000 |
0.21% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
1,203 |
20,000 |
0.14% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,119 |
19,180 |
0.14% |
|
|
| 19 |
Highlander Capital Management, LLC |
932 |
15,974 |
0.11% |
|
|
| 20 |
Beacon Capital Management, Inc. |
858 |
15,000 |
0.11% |
|
|
| 21 |
1919 Investment Counsel, LLC |
633 |
11,000 |
0.08% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
387 |
7,000 |
0.05% |
|
|
| 23 |
D'Orazio & Associates, Inc. |
272 |
5,000 |
0.04% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
158 |
3,000 |
0.02% |
|
|
| 25 |
M&T BANK CORP |
111 |
2,000 |
0.01% |
|
|
| 26 |
MSI Financial Services Inc |
57 |
1,000 |
0.01% |
|
|
