| 1 |
Advisors Asset Management, Inc. |
375,745 |
5,384,000 |
26.90% |
|
|
| 2 |
Saba Capital Management, L.P. |
327,161 |
4,688,000 |
23.43% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
190,929 |
2,735,000 |
13.67% |
|
|
| 4 |
Yorktown Management & Research Co Inc |
105,000 |
1,505,000 |
7.52% |
|
|
| 5 |
WOLVERINE ASSET MANAGEMENT LLC |
88,447 |
1,265,000 |
6.32% |
|
|
| 6 |
CITIGROUP INC |
76,767 |
1,100,000 |
5.50% |
|
|
| 7 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
47,683 |
682,000 |
3.41% |
|
|
| 8 |
AQR ARBITRAGE LLC |
31,097 |
446,000 |
2.23% |
|
|
| 9 |
LPL Financial LLC |
25,999 |
373,000 |
1.86% |
|
|
| 10 |
GEODE CAPITAL MANAGEMENT, LLC |
22,978 |
329,000 |
1.64% |
|
PRN |
| 11 |
Shaker Financial Services, LLC |
21,457 |
307,000 |
1.53% |
|
|
| 12 |
MSI Financial Services Inc |
20,902 |
299,000 |
1.49% |
|
|
| 13 |
REGENTATLANTIC CAPITAL LLC |
31 |
214,000 |
1.07% |
|
|
| 14 |
CORNERSTONE ADVISORS INC |
10,684 |
153,000 |
0.76% |
|
|
| 15 |
MORGAN STANLEY |
9,515 |
136,000 |
0.68% |
|
|
| 16 |
UBS Group AG |
9,227 |
132,000 |
0.66% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,038 |
86,000 |
0.43% |
|
|
| 18 |
ROYAL BANK OF CANADA |
3,046 |
44,000 |
0.22% |
|
|
| 19 |
Genesis Wealth Advisors, LLC |
3,000 |
42,939 |
0.21% |
|
|
| 20 |
FineMark National Bank & Trust |
2,119 |
30,000 |
0.15% |
|
|
| 21 |
PANAGORA ASSET MANAGEMENT INC |
1,101 |
16,000 |
0.08% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
960 |
13,741 |
0.07% |
|
|
| 23 |
Highlander Capital Management, LLC |
932 |
13,000 |
0.06% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
758 |
11,000 |
0.05% |
|
|
| 25 |
WFG Advisors, LP |
502 |
7,000 |
0.03% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
67 |
1,000 |
0.00% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
16 |
0 |
0.00% |
|
|
| 28 |
NEXT Financial Group, Inc |
21 |
0 |
0.00% |
|
|
