| 1 |
PT ASSET MANAGEMENT, LLC |
298,713 |
4,484,000 |
25.06% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
244,819 |
3,675,000 |
20.54% |
|
|
| 3 |
Saba Capital Management, L.P. |
178,560 |
2,680,000 |
14.98% |
|
|
| 4 |
Advisors Asset Management, Inc. |
121,618 |
1,825,000 |
10.20% |
|
|
| 5 |
WOLVERINE ASSET MANAGEMENT LLC |
91,814 |
1,378,000 |
7.70% |
|
|
| 6 |
Shaker Financial Services, LLC |
54,359 |
816,000 |
4.56% |
|
|
| 7 |
CITIGROUP INC |
48,117 |
722,000 |
4.03% |
|
|
| 8 |
SG Americas Securities, LLC |
31,453 |
472,000 |
2.64% |
|
|
| 9 |
Grantham, Mayo, Van Otterloo & Co. LLC |
28,730 |
431,000 |
2.41% |
|
|
| 10 |
LPL Financial LLC |
24,405 |
366,000 |
2.05% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,462 |
187,000 |
1.04% |
|
|
| 12 |
MORGAN STANLEY |
12,130 |
182,000 |
1.02% |
|
|
| 13 |
CORNERSTONE ADVISORS INC |
10,684 |
160,000 |
0.89% |
|
|
| 14 |
UBS Group AG |
8,202 |
123,000 |
0.69% |
|
|
| 15 |
TradeLink Global Equity LLC |
6,400 |
96,000 |
0.54% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,202 |
63,000 |
0.35% |
|
|
| 17 |
ROYAL BANK OF CANADA |
2,946 |
44,000 |
0.25% |
|
|
| 18 |
NATIONAL PLANNING CORP |
2,563 |
38,445 |
0.21% |
|
|
| 19 |
FineMark National Bank & Trust |
2,119 |
32,000 |
0.18% |
|
|
| 20 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,079 |
31,206 |
0.17% |
|
|
| 21 |
DEUTSCHE BANK AG\ |
1,865 |
27,000 |
0.15% |
|
|
| 22 |
WFG Advisors, LP |
1,502 |
23,000 |
0.13% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
1,203 |
18,000 |
0.10% |
|
|
| 24 |
Highlander Capital Management, LLC |
932 |
14,000 |
0.08% |
|
|
| 25 |
Creative Planning |
373 |
6,000 |
0.03% |
|
|
| 26 |
US BANCORP \DE\ |
148 |
2,000 |
0.01% |
|
|
| 27 |
REGENTATLANTIC CAPITAL LLC |
31 |
465 |
0.00% |
|
|
| 28 |
NEXT Financial Group, Inc |
21 |
0 |
0.00% |
|
|
| 29 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
