| 1 |
PT ASSET MANAGEMENT, LLC |
295,313 |
4,465,000 |
25.00% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
219,421 |
3,318,000 |
18.58% |
|
|
| 3 |
Saba Capital Management, L.P. |
109,103 |
1,650,000 |
9.24% |
|
|
| 4 |
Advisors Asset Management, Inc. |
108,676 |
1,643,000 |
9.20% |
|
|
| 5 |
WOLVERINE ASSET MANAGEMENT LLC |
99,443 |
1,503,000 |
8.42% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
85,000 |
1,285,000 |
7.20% |
|
|
| 7 |
CITIGROUP INC |
76,767 |
1,161,000 |
6.50% |
|
|
| 8 |
Shaker Financial Services, LLC |
76,037 |
1,150,000 |
6.44% |
|
|
| 9 |
LPL Financial LLC |
22,080 |
333,000 |
1.86% |
|
|
| 10 |
AQR ARBITRAGE LLC |
16,069 |
243,000 |
1.36% |
|
|
| 11 |
MSI Financial Services Inc |
15,110 |
228,000 |
1.28% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
14,126 |
214,000 |
1.20% |
|
|
| 13 |
CORNERSTONE ADVISORS INC |
10,684 |
162,000 |
0.91% |
|
|
| 14 |
MORGAN STANLEY |
10,022 |
152,000 |
0.85% |
|
|
| 15 |
UBS Group AG |
9,093 |
137,000 |
0.77% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,270 |
64,000 |
0.36% |
|
|
| 17 |
ROYAL BANK OF CANADA |
2,946 |
45,000 |
0.25% |
|
|
| 18 |
FineMark National Bank & Trust |
2,119 |
32,000 |
0.18% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,079 |
31,434 |
0.18% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,000 |
15,000 |
0.08% |
|
|
| 21 |
Highlander Capital Management, LLC |
932 |
14,000 |
0.08% |
|
|
| 22 |
WFG Advisors, LP |
502 |
8,000 |
0.04% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
196 |
3,000 |
0.02% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
77 |
1,000 |
0.01% |
|
|
| 25 |
NEXT Financial Group, Inc |
21 |
0 |
0.00% |
|
|
