| 1 |
Advisors Asset Management, Inc. |
413,926 |
5,319,000 |
25.57% |
|
|
| 2 |
Saba Capital Management, L.P. |
360,000 |
4,626,000 |
22.24% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
171,795 |
2,207,000 |
10.61% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
125,377 |
1,611,000 |
7.75% |
|
|
| 5 |
CITIGROUP INC |
114,040 |
1,465,000 |
7.04% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
90,000 |
1,157,000 |
5.56% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
88,388 |
1,135,000 |
5.46% |
|
|
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
59,701 |
767,000 |
3.69% |
|
|
| 9 |
LPL Financial LLC |
57,735 |
743,000 |
3.57% |
|
|
| 10 |
AQR ARBITRAGE LLC |
49,200 |
632,000 |
3.04% |
|
|
| 11 |
SG Americas Securities, LLC |
21,684 |
279,000 |
1.34% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
18,791 |
242,000 |
1.16% |
|
|
| 13 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
16,400 |
211,000 |
1.01% |
|
|
| 14 |
UBS Group AG |
12,972 |
166,000 |
0.80% |
|
|
| 15 |
MORGAN STANLEY |
8,279 |
106,000 |
0.51% |
|
|
| 16 |
ROYAL BANK OF CANADA |
2,300 |
30,000 |
0.14% |
|
|
| 17 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,543 |
20,000 |
0.10% |
|
|
| 18 |
MSI Financial Services Inc |
1,447 |
19,000 |
0.09% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
960 |
12,000 |
0.06% |
|
|
| 20 |
Highlander Capital Management, LLC |
932 |
12,000 |
0.06% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
802 |
10,000 |
0.05% |
|
|
| 22 |
Creative Planning |
605 |
8,000 |
0.04% |
|
|
| 23 |
ASSET DEDICATION, LLC |
479 |
6,000 |
0.03% |
|
|
| 24 |
WFG Advisors, LP |
502 |
6,000 |
0.03% |
|
|
| 25 |
CITY HOLDING CO |
420 |
5,000 |
0.02% |
|
|
| 26 |
D'Orazio & Associates, Inc. |
272 |
3,000 |
0.01% |
|
|
| 27 |
IFP ADVISORS, INC |
40 |
1,000 |
0.00% |
|
|
| 28 |
BANK OF AMERICA CORP /DE/ |
77 |
1,000 |
0.00% |
|
|
