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VOYA GLBL ADV & PREM OPP FD
VOYA GLBL ADV & PREM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 31 Institutional holders with a total value of $47,899,411.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,030,492 10,171,000 21.23%
2 Advisors Asset Management, Inc. 1,021,633 10,084,000 21.05%
3 GUGGENHEIM CAPITAL LLC 760,762 7,509,000 15.68%
4 Invesco Ltd. 609,099 6,012,000 12.55%
5 Jacobus Wealth Management, Inc. 249,577 2,463,000 5.14%
6 CITIGROUP INC 241,492 2,384,000 4.98%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 211,462 2,087,000 4.36%
8 Shaker Financial Services, LLC 198,532 1,960,000 4.09%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 107,470 1,061,000 2.22%
10 DOLIVER ADVISORS, LP 104,577 1,008,000 2.10%
11 UBS Group AG 63,103 623,000 1.30%
12 BAIRD FINANCIAL GROUP, INC. 35,915 354,000 0.74%
13 RAYMOND JAMES & ASSOCIATES 26,703 264,000 0.55%
14 ROBINSON CAPITAL MANAGEMENT, LLC 25,000 247,000 0.52%
15 Homrich & Berg 24,000 237,000 0.49%
16 WELLS FARGO & COMPANY/MN 21,385 211,000 0.44%
17 Commonwealth Equity Services, Inc 20,978 207,000 0.43%
18 BANK OF AMERICA CORP /DE/ 16,874 167,000 0.35%
19 ADVISOR GROUP, INC. 16,908 166,000 0.35%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,600 125,000 0.26%
21 Stratos Wealth Partners, LTD. 12,368 122,000 0.25%
22 LPL Financial LLC 12,683 120,000 0.25%
23 B. Riley Wealth Advisors, Inc. 11,400 113,000 0.24%
24 FineMark National Bank & Trust 5,850 58,000 0.12%
25 PNC FINANCIAL SERVICES GROUP, INC. 4,168 42,000 0.09%
26 ROYAL BANK OF CANADA 4,102 40,000 0.08%
27 MSI Financial Services Inc 3,265 32,000 0.07%
28 ROBLE, BELKO & COMPANY, INC 2,310 23,000 0.05%
29 IFP ADVISORS, INC 777 8,000 0.02%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 76 1,000 0.00%
31 WOLVERINE TRADING LP /BD 42 411 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.