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VOYA GLBL ADV & PREM OPP FD
VOYA GLBL ADV & PREM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $49,444,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,105,083 11,272,000 22.80%
2 GUGGENHEIM CAPITAL LLC 980,339 9,999,000 20.22%
3 MORGAN STANLEY 948,925 9,680,000 19.58%
4 Invesco Ltd. 551,532 5,626,000 11.38%
5 Jacobus Wealth Management, Inc. 251,582 2,566,000 5.19%
6 CITIGROUP INC 203,245 2,073,000 4.19%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 188,328 1,921,000 3.89%
8 UBS Group AG 113,672 1,160,000 2.35%
9 Shaker Financial Services, LLC 85,019 867,000 1.75%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 83,410 851,000 1.72%
11 DOLIVER ADVISORS, LP 45,212 461,000 0.93%
12 Commonwealth Equity Services, Inc 40,085 409,000 0.83%
13 BAIRD FINANCIAL GROUP, INC. 33,173 338,000 0.68%
14 RAYMOND JAMES & ASSOCIATES 26,660 272,000 0.55%
15 WELLS FARGO & COMPANY/MN 24,412 249,000 0.50%
16 Homrich & Berg 24,000 245,000 0.50%
17 LPL Financial LLC 24,384 236,000 0.48%
18 Raymond James Financial Services Advisors, Inc. 19,033 194,000 0.39%
19 AMERICAN INTERNATIONAL GROUP, INC. 17,905 183,000 0.37%
20 CORNERSTONE ADVISORS INC 17,100 174,000 0.35%
21 Stratos Wealth Partners, LTD. 13,543 138,000 0.28%
22 FineMark National Bank & Trust 11,700 119,000 0.24%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,100 113,000 0.23%
24 B. Riley Wealth Advisors, Inc. 10,900 111,000 0.22%
25 Ameritas Investment Partners, Inc. 4,525 46,000 0.09%
26 MSI Financial Services Inc 3,682 38,000 0.08%
27 BANK OF AMERICA CORP /DE/ 2,405 25,000 0.05%
28 ROBLE, BELKO & COMPANY, INC 2,310 24,000 0.05%
29 ROYAL BANK OF CANADA 2,315 24,000 0.05%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,110 22,000 0.04%
31 IFP ADVISORS, INC 777 8,000 0.02%
32 Tower Research Capital LLC (TRC) 39 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.