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VOYA GLBL ADV & PREM OPP FD
VOYA GLBL ADV & PREM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $37,332,479.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 887,514 10,614,000 28.43%
2 MORGAN STANLEY 769,236 9,200,000 24.64%
3 Invesco Ltd. 535,411 6,403,000 17.15%
4 Jacobus Wealth Management, Inc. 270,087 3,230,000 8.65%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 186,312 2,228,000 5.97%
6 LPL Financial LLC 136,180 1,589,000 4.26%
7 UBS Group AG 108,996 1,304,000 3.49%
8 Karpus Management, Inc. 53,350 638,000 1.71%
9 RAYMOND JAMES & ASSOCIATES 34,266 410,000 1.10%
10 Robert W. Baird & Co. Inc 31,072 372,000 1.00%
11 WELLS FARGO & COMPANY/MN 28,544 341,000 0.91%
12 AMERICAN INTERNATIONAL GROUP, INC. 19,020 227,479 0.61%
13 Stratos Wealth Partners, LTD. 14,513 173,000 0.46%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,358 148,000 0.40%
15 Virtu KCG Holdings LLC 10,639 127,000 0.34%
16 DOLIVER ADVISORS, LP 10,524 126,000 0.34%
17 BANK OF AMERICA CORP /DE/ 3,905 47,000 0.13%
18 MSI Financial Services Inc 3,428 41,000 0.11%
19 CITIGROUP INC 3,146 38,000 0.10%
20 ROBLE, BELKO & COMPANY, INC 2,310 28,000 0.08%
21 ROYAL BANK OF CANADA 2,201 26,000 0.07%
22 PNC FINANCIAL SERVICES GROUP, INC. 600 8,000 0.02%
23 Advisory Services Network, LLC 660 8,000 0.02%
24 B. Riley Wealth Management, Inc. 527 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.