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ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 30 Institutional holders with a total value of $53,123,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 281,964 15,199,000 28.61%
2 Efficient Advisors, LLC 172,721 9,311,000 17.53%
3 C-J ADVISORY, INC. 155,105 8,362,000 15.74%
4 BANK OF AMERICA CORP /DE/ 94,008 5,068,000 9.54%
5 Greenwich Wealth Management LLC 31,313 4,305,000 8.10%
6 AMERIPRISE FINANCIAL INC 31,330 1,689,000 3.18%
7 SG Americas Securities, LLC 30,745 1,657,000 3.12%
8 LPL Financial LLC 28,263 1,523,000 2.87%
9 Commonwealth Equity Services, Inc 22,671 1,222,000 2.30%
10 MORGAN STANLEY 22,578 1,217,000 2.29%
11 GOLDMAN SACHS GROUP INC 10,294 555,000 1.04%
12 HUNTINGTON NATIONAL BANK 8,951 483,000 0.91%
13 J.P. Morgan Private Wealth Advisors LLC 7,905 426,000 0.80%
14 Cambridge Investment Research Advisors, Inc. 7,418 400,000 0.75%
15 WELLS FARGO & COMPANY/MN 5,253 283,000 0.53%
16 NEXT Financial Group, Inc 4,878 266,000 0.50%
17 UBS Group AG 4,621 249,000 0.47%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,471 241,000 0.45%
19 ROYAL BANK OF CANADA 3,055 165,000 0.31%
20 ADVISOR GROUP, INC. 2,200 118,000 0.22%
21 JPMORGAN CHASE & CO 1,900 102,000 0.19%
22 BlackRock Finance, Inc. 1,640 89,000 0.17%
23 Tower Research Capital LLC (TRC) 1,550 84,000 0.16%
24 CITIGROUP INC 1,225 66,000 0.12%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 27,000 0.05%
26 IFP ADVISORS, INC 126 7,000 0.01%
27 PINNACLE BANCORP, INC. 100 5,000 0.01% SH
28 CWM, LLC 62 3,000 0.01%
29 PNC FINANCIAL SERVICES GROUP, INC. 18 1,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.