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ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 41 Institutional holders with a total value of $52,293,260.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 99,564 11,236,000 21.49%
2 UBS Group AG 75,248 8,492,000 16.24%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,831 4,943,000 9.45%
4 ARROW FINANCIAL CORP 38,228 4,314,000 8.25%
5 MORGAN STANLEY 27,558 3,110,000 5.95%
6 WELLS FARGO & COMPANY/MN 20,786 2,346,000 4.49%
7 ALESCO ADVISORS LLC 16,630 1,877,000 3.59%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,156 1,485,000 2.84%
9 GREAT AMERICAN GROUP, INC. 11,704 1,321,000 2.53%
10 ROYAL BANK OF CANADA 10,341 1,167,000 2.23%
11 LPL Financial LLC 9,640 1,088,000 2.08%
12 Private Advisor Group, LLC 8,920 1,007,000 1.93%
13 Betterment LLC 8,335 941,000 1.80%
14 JANE STREET GROUP, LLC 7,598 857,000 1.64%
15 CAPRIN ASSET MANAGEMENT LLC /ADV 7,351 830,000 1.59%
16 AllSquare Wealth Management LLC 6,961 786,000 1.50%
17 AMERIPRISE FINANCIAL INC 6,696 756,000 1.45%
18 BlackRock Investment Management, LLC 5,755 649,000 1.24%
19 CITIGROUP INC 5,149 581,000 1.11%
20 Eagle Ridge Investment Management 4,450 502,000 0.96%
21 BAILARD, INC. 4,285 484,000 0.93%
22 Raymond James Financial Services Advisors, Inc. 3,858 435,000 0.83%
23 ENVESTNET ASSET MANAGEMENT INC 3,812 430,000 0.82%
24 North Star Investment Management Corp. 3,800 429,000 0.82%
25 MSI Financial Services Inc 3,480 393,000 0.75%
26 Commonwealth Equity Services, Inc 3,362 379,000 0.72%
27 STARFIRE INVESTMENT ADVISERS, INC. 2,955 333,471 0.64%
28 1st Global Advisors, Inc. 2,306 260,000 0.50%
29 WEALTHCARE CAPITAL MANAGEMENT LLC 1,556 176,000 0.34%
30 Chicago Partners Investment Group LLC 1,520 172,000 0.33%
31 ROCKEFELLER FINANCIAL SERVICES INC 777 88,000 0.17%
32 BROWN BROTHERS HARRIMAN & CO 720 81,000 0.15%
33 Tortoise Investment Management, LLC 700 79,000 0.15%
34 Focused Wealth Management, Inc 672 76,000 0.15%
35 AMERICAN INTERNATIONAL GROUP, INC. 474 53,000 0.10%
36 JPMORGAN CHASE & CO 425 48,000 0.09%
37 Patten Group, Inc. 326 36,789 0.07%
38 GUPTA WEALTH MANAGEMENT LLC 200 23,000 0.04%
39 BALDWIN WEALTH PARTNERS LLC/MA 150 17,000 0.03%
40 IFP ADVISORS, INC 108 12,000 0.02%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.