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ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $55,376,489.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 97,353 10,897,000 19.68%
2 UBS Group AG 74,251 8,311,000 15.01%
3 MORGAN STANLEY 73,717 8,251,000 14.90%
4 ARROW FINANCIAL CORP 40,719 4,558,000 8.23%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,580 4,430,000 8.00%
6 WELLS FARGO & COMPANY/MN 20,169 2,258,000 4.08%
7 ALESCO ADVISORS LLC 18,775 2,101,000 3.79%
8 JANE STREET GROUP, LLC 16,816 1,882,000 3.40%
9 GREAT AMERICAN GROUP, INC. 13,187 1,476,000 2.67%
10 Private Advisor Group, LLC 9,502 1,064,000 1.92%
11 LPL Financial LLC 9,440 1,059,000 1.91%
12 Betterment LLC 8,136 911,000 1.65%
13 AllSquare Wealth Management LLC 8,083 905,000 1.63%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,947 889,000 1.61%
15 CAPRIN ASSET MANAGEMENT LLC /ADV 7,485 838,000 1.51%
16 AMERIPRISE FINANCIAL INC 5,875 658,000 1.19%
17 BlackRock Investment Management, LLC 5,779 647,000 1.17%
18 GOLDMAN SACHS GROUP INC 4,932 552,000 1.00%
19 Eagle Ridge Investment Management 4,450 498,000 0.90%
20 MSI Financial Services Inc 4,257 476,000 0.86%
21 North Star Investment Management Corp. 3,800 425,000 0.77%
22 CITIGROUP INC 3,073 344,000 0.62%
23 Commonwealth Equity Services, Inc 3,073 344,000 0.62%
24 1st Global Advisors, Inc. 2,306 258,000 0.47%
25 ENVESTNET ASSET MANAGEMENT INC 2,229 250,000 0.45%
26 Virtu KCG Holdings LLC 2,038 228,000 0.41%
27 WEALTHCARE CAPITAL MANAGEMENT LLC 1,547 173,000 0.31%
28 Chicago Partners Investment Group LLC 1,520 170,000 0.31%
29 ROYAL BANK OF CANADA 1,356 153,000 0.28%
30 Tortoise Investment Management, LLC 800 90,000 0.16%
31 ROCKEFELLER FINANCIAL SERVICES INC 777 87,000 0.16%
32 Focused Wealth Management, Inc 557 62,000 0.11%
33 JPMORGAN CHASE & CO 425 48,000 0.09%
34 Patten Group, Inc. 326 36,489 0.07%
35 GUPTA WEALTH MANAGEMENT LLC 200 22,000 0.04%
36 AMERICAN INTERNATIONAL GROUP, INC. 120 13,000 0.02%
37 IFP ADVISORS, INC 107 12,000 0.02%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.