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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 89 Institutional holders with a total value of $87,216,497.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PNC FINANCIAL SERVICES GROUP, INC. 80 0 0.00%
2 PIERSHALE FINANCIAL GROUP, INC. 117 0 0.00%
3 Compagnie Lombard Odier SCmA 19 0 0.00%
4 Winslow, Evans & Crocker, Inc. 6 24 0.00%
5 FIRST MANHATTAN CO. LLC. 482 1,000 0.00%
6 B. Riley Wealth Advisors, Inc. 216 1,000 0.00%
7 FEDERATED HERMES, INC. 1,120 4,000 0.00%
8 BlackRock Finance, Inc. 2,792 11,000 0.01%
9 Advisory Services Network, LLC 3,000 12,000 0.01%
10 BANK OF MONTREAL /CAN/ 3,243 13,000 0.01%
11 WELLS FARGO & COMPANY/MN 4,750 18,000 0.02%
12 GLENMEDE TRUST CO NA 4,600 18,000 0.02%
13 Tower Research Capital LLC (TRC) 5,399 21,000 0.02%
14 Creative Planning 6,089 24,000 0.03%
15 AMERIPRISE FINANCIAL INC 10,016 39,000 0.04%
16 Gratus Capital, LLC 10,000 40,000 0.05%
17 Focused Wealth Management, Inc 10,750 42,000 0.05%
18 TWO SIGMA ADVISERS, LP 10,800 43,000 0.05%
19 M&T BANK CORP 10,990 44,000 0.05%
20 PERRITT CAPITAL MANAGEMENT INC 11,300 45,000 0.05%
21 PRUDENTIAL FINANCIAL INC 11,352 45,000 0.05%
22 Concert Wealth Management Inc. 11,609 46,000 0.05%
23 COWEN INC. 13,200 52,000 0.06%
24 TWO SIGMA INVESTMENTS, LP 13,505 53,000 0.06%
25 BARCLAYS PLC 19,136 57,000 0.07%
26 Legal & General Group Plc 16,252 64,000 0.07%
27 PARAMETRIC PORTFOLIO ASSOCIATES LLC 18,227 72,000 0.08%
28 Invesco Ltd. 19,118 76,000 0.09%
29 GOFEN & GLOSSBERG LLC /IL/ 20,000 79,000 0.09%
30 ProShare Advisors LLC 21,431 85,000 0.10%
31 DEUTSCHE BANK AG\ 21,917 86,000 0.10%
32 HIGHBRIDGE CAPITAL MANAGEMENT LLC 21,692 86,000 0.10%
33 DRIEHAUS CAPITAL MANAGEMENT LLC 21,746 86,000 0.10%
34 ClariVest Asset Management LLC 23,170 91,000 0.10%
35 CITIGROUP INC 25,290 100,000 0.11%
36 BLB&B Advisors, LLC 27,400 108,000 0.12%
37 Spark Investment Management LLC 29,900 118,000 0.14%
38 PRICE T ROWE ASSOCIATES INC /MD/ 37,400 148,000 0.17%
39 GOLDMAN SACHS GROUP INC 37,694 149,000 0.17%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,055 162,000 0.19%
41 ACG Wealth 40,950 162,000 0.19%
42 SG Americas Securities, LLC 41,232 163,000 0.19%
43 Virtu KCG Holdings LLC 42,410 168,000 0.19%
44 MILLENNIUM MANAGEMENT LLC 44,489 176,000 0.20%
45 Moors & Cabot, Inc. 46,800 187,000 0.21%
46 JANE STREET GROUP, LLC 52,854 209,000 0.24%
47 BLACKROCK ADVISORS LLC 56,030 221,000 0.25%
48 NOMURA HOLDINGS INC 62,172 242,000 0.28%
49 Horizon Kinetics LLC 62,700 247,000 0.28%
50 ROYAL BANK OF CANADA 63,002 249,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.