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LADENBURG THALMAN FIN SVCS I COM
LADENBURG THALMAN FIN SVCS I COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 80 Institutional holders with a total value of $76,711,751.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,782,951 13,240,000 17.26%
2 BlackRock Institutional Trust Company, N.A. 3,138,462 10,985,000 14.32%
3 BlackRock Fund Advisors 2,650,011 9,275,000 12.09%
4 STATE STREET CORP 1,502,734 5,262,000 6.86%
5 DIMENSIONAL FUND ADVISORS LP 1,489,749 5,214,000 6.80%
6 NORTHERN TRUST CORP 1,046,228 3,661,000 4.77%
7 GEODE CAPITAL MANAGEMENT, LLC 620,562 2,171,000 2.83%
8 BANK OF AMERICA CORP /DE/ 611,734 2,141,000 2.79%
9 Catalyst Capital Advisors LLC 590,420 2,066,000 2.69%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 552,100 1,932,000 2.52%
11 GSA CAPITAL PARTNERS LLP 506,871 1,774,000 2.31%
12 Bank of New York Mellon Corp 501,888 1,756,000 2.29%
13 Geduld E E 435,000 1,523,000 1.99%
14 BlackRock Investment Management, LLC 401,197 1,404,000 1.83%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 352,572 1,234,000 1.61%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 286,521 1,004,000 1.31%
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 259,385 908,000 1.18%
18 MILLENNIUM MANAGEMENT LLC 225,453 789,000 1.03%
19 NEW YORK STATE COMMON RETIREMENT FUND 208,050 728,000 0.95%
20 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 192,383 673,000 0.88%
21 Coe Capital Management, LLC 185,716 650,506 0.85%
22 AQR CAPITAL MANAGEMENT LLC 174,341 610,000 0.80%
23 TEACHERS ADVISORS, LLC 160,706 562,000 0.73%
24 ANALYTIC INVESTORS, LLC 140,873 493,000 0.64%
25 RHUMBLINE ADVISERS 128,418 449,000 0.59%
26 STRS OHIO 96,000 336,000 0.44%
27 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 95,300 334,000 0.44%
28 RAYMOND JAMES & ASSOCIATES 84,700 296,000 0.39%
29 ROYAL BANK OF CANADA 78,786 276,000 0.36%
30 ACG Wealth 76,000 266,000 0.35%
31 Nationwide Fund Advisors 74,576 261,000 0.34%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 74,096 259,000 0.34%
33 Invesco Ltd. 70,837 248,000 0.32%
34 UBS Group AG 70,559 247,000 0.32%
35 BLACKROCK ADVISORS LLC 70,054 245,000 0.32%
36 AMERICAN INTERNATIONAL GROUP, INC. 62,729 219,552 0.29%
37 Horizon Kinetics LLC 62,700 219,000 0.29%
38 GOLDMAN SACHS GROUP INC 61,613 216,000 0.28%
39 SG Americas Securities, LLC 61,082 214,000 0.28%
40 ORACLE INVESTMENT MANAGEMENT INC 60,000 210,000 0.27%
41 STEEL GROVE CAPITAL ADVISORS, LLC 60,000 210,000 0.27%
42 WEALTHPLAN PARTNERS, LLC 52,430 184,000 0.24%
43 VOYA INVESTMENT MANAGEMENT LLC 47,269 165,000 0.22%
44 Moors & Cabot, Inc. 39,800 148,000 0.19%
45 CREDIT SUISSE AG/ 38,185 134,000 0.17%
46 METROPOLITAN LIFE INSURANCE CO/NY 37,270 130,000 0.17%
47 WELLS FARGO & COMPANY/MN 35,791 125,000 0.16%
48 DEUTSCHE BANK AG\ 35,706 124,000 0.16%
49 MORGAN STANLEY 34,937 122,000 0.16%
50 A.R.T. Advisors, LLC 30,942 108,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.