| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 664,374 | 12,344,000 | 20.50% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 609,057 | 11,316,000 | 18.79% | ||
| 3 | MORGAN STANLEY | 566,175 | 10,520,000 | 17.47% | ||
| 4 | Karpus Management, Inc. | 520,203 | 9,665,000 | 16.05% | ||
| 5 | Invesco Ltd. | 404,852 | 7,522,000 | 12.49% | ||
| 6 | NATIONAL PLANNING CORP | 116,900 | 2,172,000 | 3.61% | ||
| 7 | WELLS FARGO & COMPANY/MN | 96,846 | 1,800,000 | 2.99% | ||
| 8 | Aviance Capital Partners, LLC | 86,375 | 1,605,000 | 2.66% | ||
| 9 | AMERIPRISE FINANCIAL INC | 36,649 | 737,000 | 1.22% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 26,407 | 491,000 | 0.82% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 22,288 | 414,000 | 0.69% | ||
| 12 | ROYAL BANK OF CANADA | 21,662 | 403,000 | 0.67% | ||
| 13 | Investors Capital Advisory Services | 13,629 | 253,000 | 0.42% | ||
| 14 | LPL Financial LLC | 11,967 | 222,000 | 0.37% | ||
| 15 | OPPENHEIMER & CO INC | 11,450 | 212,000 | 0.35% | ||
| 16 | STIFEL FINANCIAL CORP | 10,414 | 193,000 | 0.32% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 10,015 | 186,000 | 0.31% | ||
| 18 | Tower Research Capital LLC (TRC) | 4,600 | 85,000 | 0.14% | ||
| 19 | FIFTH THIRD BANCORP | 1,078 | 20,000 | 0.03% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 18,580 | 0.03% | ||
| 21 | REILLY FINANCIAL ADVISORS, LLC | 1,000 | 18,000 | 0.03% | ||
| 22 | MSI Financial Services Inc | 500 | 9,000 | 0.01% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 9,000 | 0.01% | ||
| 24 | CITIGROUP INC | 395 | 7,000 | 0.01% | ||
| 25 | Ground Swell Capital, LLC | 300 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
