| 1 |
GUGGENHEIM CAPITAL LLC |
1,010,411 |
15,823,000 |
31.71% |
|
|
| 2 |
MORGAN STANLEY |
661,106 |
10,353,000 |
20.75% |
|
|
| 3 |
Invesco Ltd. |
548,035 |
8,583,000 |
17.20% |
|
|
| 4 |
UBS Group AG |
438,910 |
6,873,000 |
13.78% |
|
|
| 5 |
Karpus Management, Inc. |
168,632 |
2,641,000 |
5.29% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
99,335 |
1,555,000 |
3.12% |
|
|
| 7 |
Aviance Capital Partners, LLC |
78,686 |
1,232,000 |
2.47% |
|
|
| 8 |
AMERIPRISE FINANCIAL INC |
39,859 |
624,000 |
1.25% |
|
|
| 9 |
LPL Financial LLC |
28,235 |
442,000 |
0.89% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
27,433 |
430,000 |
0.86% |
|
|
| 11 |
NATIONAL PLANNING CORP |
17,980 |
276,173 |
0.55% |
|
|
| 12 |
ROYAL BANK OF CANADA |
13,809 |
216,000 |
0.43% |
|
|
| 13 |
Investors Capital Advisory Services |
12,378 |
193,000 |
0.39% |
|
|
| 14 |
OPPENHEIMER & CO INC |
11,532 |
181,000 |
0.36% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
10,970 |
171,000 |
0.34% |
|
|
| 16 |
GOLDMAN SACHS GROUP INC |
10,848 |
170,000 |
0.34% |
|
|
| 17 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,700 |
26,622 |
0.05% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,250 |
20,000 |
0.04% |
|
|
| 19 |
FIFTH THIRD BANCORP |
1,078 |
17,000 |
0.03% |
|
|
| 20 |
REILLY FINANCIAL ADVISORS, LLC |
1,000 |
16,000 |
0.03% |
|
|
| 21 |
MSI Financial Services Inc |
980 |
15,000 |
0.03% |
|
|
| 22 |
Exchange Capital Management, Inc. |
800 |
12,000 |
0.02% |
|
|
| 23 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
600 |
9,000 |
0.02% |
|
|
| 24 |
Stratos Wealth Partners, LTD. |
500 |
7,830 |
0.02% |
|
|
| 25 |
NEXT Financial Group, Inc |
245 |
4,000 |
0.01% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
49 |
1,000 |
0.00% |
|
|
