| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,045,705 | 16,146,000 | 30.18% | ||
| 2 | MORGAN STANLEY | 642,493 | 9,920,000 | 18.54% | ||
| 3 | Invesco Ltd. | 597,700 | 9,228,000 | 17.25% | ||
| 4 | UBS Group AG | 492,236 | 7,600,000 | 14.21% | ||
| 5 | Karpus Management, Inc. | 165,872 | 2,561,000 | 4.79% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 143,202 | 2,211,000 | 4.13% | ||
| 7 | WELLS FARGO & COMPANY/MN | 94,414 | 1,458,000 | 2.73% | ||
| 8 | Aviance Capital Partners, LLC | 84,361 | 1,303,000 | 2.44% | ||
| 9 | AMERIPRISE FINANCIAL INC | 45,503 | 700,000 | 1.31% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 28,697 | 443,000 | 0.83% | ||
| 11 | DOLIVER ADVISORS, LP | 19,900 | 307,000 | 0.57% | ||
| 12 | WEALTHCARE CAPITAL MANAGEMENT LLC | 16,000 | 247,000 | 0.46% | ||
| 13 | LPL Financial LLC | 15,549 | 235,000 | 0.44% | ||
| 14 | ROYAL BANK OF CANADA | 13,075 | 202,000 | 0.38% | ||
| 15 | CORNERSTONE ADVISORS INC | 12,600 | 195,000 | 0.36% | ||
| 16 | Investors Capital Advisory Services | 12,486 | 192,000 | 0.36% | ||
| 17 | OPPENHEIMER & CO INC | 11,561 | 178,000 | 0.33% | ||
| 18 | Janney Montgomery Scott LLC | 11,353 | 175,000 | 0.33% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,655 | 72,000 | 0.13% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 1,700 | 26,248 | 0.05% | ||
| 21 | Creative Planning | 1,362 | 21,000 | 0.04% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,250 | 19,000 | 0.04% | ||
| 23 | FIFTH THIRD BANCORP | 1,078 | 17,000 | 0.03% | ||
| 24 | MSI Financial Services Inc | 980 | 15,000 | 0.03% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 879 | 14,000 | 0.03% | ||
| 26 | ALLIANCEBERNSTEIN L.P. | 712 | 11,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
