| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,426,500 | 17,788,000 | 27.45% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 867,005 | 10,812,000 | 16.69% | ||
| 3 | MORGAN STANLEY | 553,519 | 6,902,000 | 10.65% | ||
| 4 | Invesco Ltd. | 493,977 | 6,160,000 | 9.51% | ||
| 5 | UBS Group AG | 369,389 | 4,606,000 | 7.11% | ||
| 6 | CORNERSTONE ADVISORS INC | 310,364 | 3,870,000 | 5.97% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 162,147 | 2,022,000 | 3.12% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 138,049 | 1,721,000 | 2.66% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 124,857 | 1,557,000 | 2.40% | ||
| 10 | BANK OF NOVA SCOTIA | 116,551 | 1,453,000 | 2.24% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 90,625 | 1,130,000 | 1.74% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 81,125 | 1,011,000 | 1.56% | ||
| 13 | WELLS FARGO & COMPANY/MN | 63,055 | 787,000 | 1.21% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 59,247 | 739,000 | 1.14% | ||
| 15 | AMERIPRISE FINANCIAL INC | 52,534 | 655,000 | 1.01% | ||
| 16 | DOLIVER ADVISORS, LP | 44,504 | 555,000 | 0.86% | ||
| 17 | LPL Financial LLC | 35,433 | 412,000 | 0.64% | ||
| 18 | Aviance Capital Partners, LLC | 21,864 | 273,000 | 0.42% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 19,710 | 246,000 | 0.38% | ||
| 20 | SG Americas Securities, LLC | 19,134 | 239,000 | 0.37% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 18,630 | 231,000 | 0.36% | ||
| 22 | Curi Capital, LLC | 15,350 | 191,000 | 0.29% | ||
| 23 | BB&T SECURITIES, LLC | 15,320 | 191,000 | 0.29% | ||
| 24 | AQR ARBITRAGE LLC | 12,193 | 152,000 | 0.23% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 12,200 | 152,000 | 0.23% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 11,917 | 149,000 | 0.23% | ||
| 27 | ROYAL BANK OF CANADA | 11,788 | 147,000 | 0.23% | ||
| 28 | Bison Wealth, LLC | 11,795 | 143,000 | 0.22% | ||
| 29 | Janney Montgomery Scott LLC | 10,516 | 131,000 | 0.20% | ||
| 30 | Round Table Services, LLC | 10,500 | 131,000 | 0.20% | ||
| 31 | MSI Financial Services Inc | 7,913 | 99,000 | 0.15% | ||
| 32 | Creative Planning | 3,512 | 44,000 | 0.07% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 2,066 | 26,000 | 0.04% | ||
| 34 | IFP ADVISORS, INC | 1,460 | 18,000 | 0.03% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,172 | 14,000 | 0.02% | ||
| 36 | BALDWIN WEALTH PARTNERS LLC/MA | 1,023 | 13,000 | 0.02% | ||
| 37 | FIFTH THIRD BANCORP | 1,078 | 13,000 | 0.02% | ||
| 38 | NEXT Financial Group, Inc | 1,040 | 12,000 | 0.02% | ||
| 39 | Advisory Services Network, LLC | 70 | 1,000 | 0.00% | ||
| 40 | CITIGROUP INC | 42 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
