| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 689,675 | 8,952,000 | 20.87% | ||
| 2 | MORGAN STANLEY | 631,369 | 8,195,000 | 19.10% | ||
| 3 | Karpus Management, Inc. | 614,797 | 7,980,000 | 18.60% | ||
| 4 | UBS Group AG | 387,270 | 5,027,000 | 11.72% | ||
| 5 | Invesco Ltd. | 345,869 | 4,490,000 | 10.47% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 121,410 | 1,576,000 | 3.67% | ||
| 7 | WELLS FARGO & COMPANY/MN | 99,765 | 1,295,000 | 3.02% | ||
| 8 | Advisors Asset Management, Inc. | 85,252 | 1,107,000 | 2.58% | ||
| 9 | AMERIPRISE FINANCIAL INC | 67,009 | 861,000 | 2.01% | ||
| 10 | LPL Financial LLC | 62,892 | 818,000 | 1.91% | ||
| 11 | Private Advisor Group, LLC | 34,060 | 456,000 | 1.06% | ||
| 12 | Aviance Capital Partners, LLC | 21,135 | 274,000 | 0.64% | ||
| 13 | ROBINSON CAPITAL MANAGEMENT, LLC | 20,120 | 261,000 | 0.61% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 19,560 | 254,000 | 0.59% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 19,001 | 247,000 | 0.58% | ||
| 16 | DOLIVER ADVISORS, LP | 18,766 | 244,000 | 0.57% | ||
| 17 | ROYAL BANK OF CANADA | 16,530 | 215,000 | 0.50% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 12,630 | 164,000 | 0.38% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 10,630 | 138,000 | 0.32% | ||
| 20 | TWO SIGMA SECURITIES, LLC | 10,259 | 133,000 | 0.31% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,419 | 109,000 | 0.25% | ||
| 22 | ADVISOR GROUP, INC. | 4,149 | 53,000 | 0.12% | ||
| 23 | IFP ADVISORS, INC | 1,460 | 19,000 | 0.04% | ||
| 24 | Creative Planning | 1,000 | 13,000 | 0.03% | ||
| 25 | BALDWIN WEALTH PARTNERS LLC/MA | 1,023 | 13,000 | 0.03% | ||
| 26 | MSI Financial Services Inc | 627 | 8,000 | 0.02% | ||
| 27 | CITIGROUP INC | 39 | 1,000 | 0.00% | ||
| 28 | SEI INVESTMENTS CO | 25 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
