| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,407,448 | 17,396,000 | 29.33% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 789,812 | 9,763,000 | 16.46% | ||
| 3 | MORGAN STANLEY | 587,698 | 7,264,000 | 12.25% | ||
| 4 | Invesco Ltd. | 413,821 | 5,115,000 | 8.62% | ||
| 5 | UBS Group AG | 307,554 | 3,801,000 | 6.41% | ||
| 6 | CORNERSTONE ADVISORS INC | 291,291 | 3,600,000 | 6.07% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 157,333 | 1,945,000 | 3.28% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 145,188 | 1,794,000 | 3.02% | ||
| 9 | BANK OF NOVA SCOTIA | 88,334 | 1,092,000 | 1.84% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 82,202 | 1,016,000 | 1.71% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 79,230 | 979,000 | 1.65% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 74,247 | 918,000 | 1.55% | ||
| 13 | WELLS FARGO & COMPANY/MN | 67,322 | 833,000 | 1.40% | ||
| 14 | LPL Financial LLC | 54,676 | 652,000 | 1.10% | ||
| 15 | AMERIPRISE FINANCIAL INC | 50,939 | 630,000 | 1.06% | ||
| 16 | DOLIVER ADVISORS, LP | 41,929 | 504,000 | 0.85% | ||
| 17 | Aviance Capital Partners, LLC | 19,724 | 244,000 | 0.41% | ||
| 18 | Cambridge Investment Research Advisors, Inc. | 19,710 | 244,000 | 0.41% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 18,630 | 230,000 | 0.39% | ||
| 20 | STIFEL FINANCIAL CORP | 17,986 | 222,000 | 0.37% | ||
| 21 | ROYAL BANK OF CANADA | 16,593 | 205,000 | 0.35% | ||
| 22 | Private Advisor Group, LLC | 15,000 | 179,000 | 0.30% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 11,370 | 141,000 | 0.24% | ||
| 24 | SENTINEL TRUST CO LBA | 10,990 | 136,000 | 0.23% | ||
| 25 | Janney Montgomery Scott LLC | 10,916 | 134,000 | 0.23% | ||
| 26 | Round Table Services, LLC | 10,500 | 130,000 | 0.22% | ||
| 27 | Creative Planning | 3,512 | 43,000 | 0.07% | ||
| 28 | ADVISOR GROUP, INC. | 2,726 | 33,000 | 0.06% | ||
| 29 | IFP ADVISORS, INC | 1,460 | 18,000 | 0.03% | ||
| 30 | MSI Financial Services Inc | 1,306 | 16,000 | 0.03% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,139 | 14,000 | 0.02% | ||
| 32 | BALDWIN WEALTH PARTNERS LLC/MA | 1,023 | 13,000 | 0.02% | ||
| 33 | NEXT Financial Group, Inc | 1,040 | 12,000 | 0.02% | ||
| 34 | CITIGROUP INC | 41 | 1,000 | 0.00% | ||
| 35 | MassMutual Private Wealth & Trust, FSB | 74 | 915 | 0.00% | ||
| 36 | WOLVERINE TRADING LP /BD | 64 | 780 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
