| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,322,141 | 17,822,000 | 32.26% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 742,499 | 10,009,000 | 18.12% | ||
| 3 | MORGAN STANLEY | 627,893 | 8,464,000 | 15.32% | ||
| 4 | Invesco Ltd. | 398,133 | 5,367,000 | 9.71% | ||
| 5 | UBS Group AG | 292,211 | 3,939,000 | 7.13% | ||
| 6 | CORNERSTONE ADVISORS INC | 110,517 | 1,490,000 | 2.70% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 97,497 | 1,314,000 | 2.38% | ||
| 8 | Advisors Asset Management, Inc. | 85,710 | 1,155,000 | 2.09% | ||
| 9 | BANK OF NOVA SCOTIA | 81,862 | 1,104,000 | 2.00% | ||
| 10 | ROBINSON CAPITAL MANAGEMENT, LLC | 74,247 | 1,001,000 | 1.81% | ||
| 11 | WELLS FARGO & COMPANY/MN | 57,892 | 780,000 | 1.41% | ||
| 12 | AMERIPRISE FINANCIAL INC | 54,592 | 736,000 | 1.33% | ||
| 13 | LPL Financial LLC | 58,364 | 731,000 | 1.32% | ||
| 14 | Aviance Capital Partners, LLC | 19,149 | 258,000 | 0.47% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 19,010 | 256,000 | 0.46% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 18,630 | 250,000 | 0.45% | ||
| 17 | Private Advisor Group, LLC | 19,200 | 241,000 | 0.44% | ||
| 18 | ROYAL BANK OF CANADA | 12,835 | 173,000 | 0.31% | ||
| 19 | ADVISOR GROUP, INC. | 4,138 | 56,000 | 0.10% | ||
| 20 | IFP ADVISORS, INC | 1,460 | 20,000 | 0.04% | ||
| 21 | MSI Financial Services Inc | 1,166 | 16,000 | 0.03% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,137 | 15,000 | 0.03% | ||
| 23 | NEXT Financial Group, Inc | 1,040 | 14,000 | 0.03% | ||
| 24 | BALDWIN WEALTH PARTNERS LLC/MA | 1,023 | 14,000 | 0.03% | ||
| 25 | FineMark National Bank & Trust | 1,000 | 13,000 | 0.02% | ||
| 26 | Creative Planning | 1,000 | 13,000 | 0.02% | ||
| 27 | CITIGROUP INC | 39 | 1,000 | 0.00% | ||
| 28 | SEI INVESTMENTS CO | 25 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
