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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 26 Institutional holders with a total value of $46,523,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 409 22,000 0.05%
2 ENVESTNET ASSET MANAGEMENT INC 2,951 159,000 0.34%
3 Bank of New York Mellon Corp 3,827 206,000 0.44%
4 BERGANKDV WEALTH MANAGEMENT, LLC 3,898 210,000 0.45%
5 ADVISOR GROUP, INC. 4,204 226,000 0.49%
6 Cetera Advisors LLC 4,300 232,000 0.50%
7 Raymond James Financial Services Advisors, Inc. 4,545 245,000 0.53%
8 MSI Financial Services Inc 5,370 289,000 0.62%
9 Virtu KCG Holdings LLC 5,412 292,000 0.63%
10 Coyle Financial Counsel LLC 5,800 313,000 0.67%
11 ROYAL BANK OF CANADA 5,822 314,000 0.67%
12 WELLS FARGO & COMPANY/MN 8,358 451,000 0.97%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,230 497,000 1.07%
14 IFC Holdings Incorporated/FL 9,508 512,000 1.10%
15 Cambridge Investment Research Advisors, Inc. 9,716 524,000 1.13%
16 LVZ, Inc. 9,823 530,000 1.14%
17 Whitnell & Co. 10,100 545,000 1.17%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,557 2,452,000 5.27%
19 MORGAN STANLEY 48,734 2,629,000 5.65%
20 GOLDMAN SACHS GROUP INC 49,100 2,649,000 5.69%
21 JANE STREET GROUP, LLC 49,795 2,686,000 5.77%
22 First Heartland Consultants, Inc. 53,518 2,887,000 6.21%
23 First Allied Advisory Services, Inc. 59,892 3,235,000 6.95%
24 LPL Financial LLC 63,319 3,429,000 7.37%
25 RAYMOND JAMES & ASSOCIATES 78,319 4,225,000 9.08%
26 BANK OF AMERICA CORP /DE/ 310,750 16,764,000 36.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.