| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 2,898,863 | 16,524,000 | 40.46% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,124,157 | 6,408,000 | 15.69% | ||
| 3 | WELLS FARGO & COMPANY/MN | 841,856 | 4,799,000 | 11.75% | ||
| 4 | 1607 Capital Partners, LLC | 398,108 | 2,269,000 | 5.56% | ||
| 5 | Karpus Management, Inc. | 322,019 | 1,836,000 | 4.50% | ||
| 6 | Invesco Ltd. | 317,362 | 1,809,000 | 4.43% | PRN | |
| 7 | GRACE & WHITE INC /NY | 271,564 | 1,548,000 | 3.79% | ||
| 8 | Saba Capital Management, L.P. | 151,883 | 866,000 | 2.12% | ||
| 9 | FIFTH THIRD BANCORP | 141,730 | 808,000 | 1.98% | ||
| 10 | Gilman Hill Asset Management, LLC | 106,250 | 606,000 | 1.48% | ||
| 11 | MORGAN STANLEY | 95,156 | 543,000 | 1.33% | ||
| 12 | US BANCORP \DE\ | 72,770 | 415,000 | 1.02% | ||
| 13 | ROYAL BANK OF CANADA | 64,744 | 369,000 | 0.90% | ||
| 14 | NEW ENGLAND SECURITIES CORP /MA/ | 57,208 | 326,000 | 0.80% | ||
| 15 | Advisors Preferred, LLC | 46,337 | 264,120 | 0.65% | ||
| 16 | LPL Financial LLC | 45,480 | 259,000 | 0.63% | ||
| 17 | Virtu KCG Holdings LLC | 35,880 | 205,000 | 0.50% | ||
| 18 | Commonwealth Equity Services, Inc | 27,816 | 159,000 | 0.39% | ||
| 19 | NATIXIS ADVISORS, LLC | 23,797 | 136,000 | 0.33% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 22,607 | 129,000 | 0.32% | ||
| 21 | HighTower Advisors, LLC | 21,999 | 125,000 | 0.31% | ||
| 22 | CITIGROUP INC | 16,301 | 93,000 | 0.23% | ||
| 23 | Yellowstone Partners, LLC | 12,847 | 73,000 | 0.18% | ||
| 24 | Placemark Investments, Inc. | 12,507 | 72,000 | 0.18% | ||
| 25 | PAYDEN & RYGEL | 12,433 | 71,000 | 0.17% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 7,981 | 46,000 | 0.11% | ||
| 27 | PRIVATE TRUST CO NA | 4,210 | 24,000 | 0.06% | ||
| 28 | Creative Planning | 3,000 | 17,000 | 0.04% | ||
| 29 | UBS AG | 2,829 | 16,000 | 0.04% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 1,267 | 7,222 | 0.02% | ||
| 31 | Gary Goldberg Planning Services Inc | 1,000 | 6,000 | 0.01% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 3,000 | 0.01% | ||
| 33 | 1919 Investment Counsel, LLC | 380 | 3,000 | 0.01% | ||
| 34 | Tower Research Capital LLC (TRC) | 407 | 2,000 | 0.00% | ||
| 35 | ENVESTNET ASSET MANAGEMENT INC | 162 | 1,000 | 0.00% | ||
| 36 | WFG Advisors, LP | 212 | 1,000 | 0.00% | ||
| 37 | BANK OF MONTREAL /CAN/ | 250 | 1,000 | 0.00% | ||
| 38 | BARCLAYS PLC | 47 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
