| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,955,232 | 21,240,000 | 34.35% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,893,429 | 15,538,000 | 25.13% | ||
| 3 | UNIPLAN INVESTMENT COUNSEL, INC. | 2,496,989 | 13,409,000 | 21.69% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 556,594 | 2,989,000 | 4.83% | ||
| 5 | Invesco Ltd. | 295,417 | 1,587,000 | 2.57% | ||
| 6 | Gilman Hill Asset Management, LLC | 188,650 | 1,013,000 | 1.64% | ||
| 7 | Commonwealth Equity Services, Inc | 169,552 | 910,000 | 1.47% | ||
| 8 | FIFTH THIRD BANCORP | 138,689 | 745,000 | 1.20% | ||
| 9 | DEUTSCHE BANK AG\ | 92,225 | 495,000 | 0.80% | ||
| 10 | LPL Financial LLC | 81,969 | 434,000 | 0.70% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 78,619 | 422,000 | 0.68% | ||
| 12 | Karpus Management, Inc. | 77,484 | 416,000 | 0.67% | ||
| 13 | MSI Financial Services Inc | 73,883 | 397,000 | 0.64% | ||
| 14 | GRACE & WHITE INC /NY | 63,230 | 340,000 | 0.55% | ||
| 15 | NATIXIS ADVISORS, LLC | 48,557 | 261,000 | 0.42% | ||
| 16 | MORGAN STANLEY | 45,928 | 246,000 | 0.40% | ||
| 17 | Independence Trust CO | 40,441 | 217,000 | 0.35% | ||
| 18 | ROYAL BANK OF CANADA | 38,858 | 208,000 | 0.34% | ||
| 19 | UBS Group AG | 31,247 | 167,000 | 0.27% | ||
| 20 | Virtu KCG Holdings LLC | 25,069 | 135,000 | 0.22% | ||
| 21 | First Allied Advisory Services, Inc. | 20,020 | 108,000 | 0.17% | ||
| 22 | CITIGROUP INC | 15,676 | 84,000 | 0.14% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,591 | 78,000 | 0.13% | ||
| 24 | Yellowstone Partners, LLC | 14,008 | 75,000 | 0.12% | ||
| 25 | M&T BANK CORP | 13,421 | 72,000 | 0.12% | ||
| 26 | PAYDEN & RYGEL | 12,433 | 67,000 | 0.11% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 10,984 | 59,000 | 0.10% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 9,900 | 53,000 | 0.09% | ||
| 29 | Advisory Services Network, LLC | 3,500 | 19,000 | 0.03% | ||
| 30 | Creative Planning | 2,000 | 11,000 | 0.02% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,800 | 10,000 | 0.02% | ||
| 32 | GUPTA WEALTH MANAGEMENT LLC | 1,621 | 9,000 | 0.01% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 5,000 | 0.01% | ||
| 34 | Brookstone Capital Management | 700 | 4,000 | 0.01% | ||
| 35 | US BANCORP \DE\ | 546 | 3,000 | 0.00% | ||
| 36 | 1607 Capital Partners, LLC | 303 | 2,000 | 0.00% | ||
| 37 | Windsor Capital Management, LLC | 300 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
