| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,179,832 | 18,475,000 | 43.10% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,148,605 | 6,673,000 | 15.57% | ||
| 3 | WELLS FARGO & COMPANY/MN | 950,253 | 5,521,000 | 12.88% | ||
| 4 | 1607 Capital Partners, LLC | 487,070 | 2,830,000 | 6.60% | ||
| 5 | Invesco Ltd. | 277,155 | 1,611,000 | 3.76% | PRN | |
| 6 | GRACE & WHITE INC /NY | 263,425 | 1,530,000 | 3.57% | ||
| 7 | Gilman Hill Asset Management, LLC | 214,650 | 1,247,000 | 2.91% | ||
| 8 | FIFTH THIRD BANCORP | 147,399 | 856,000 | 2.00% | ||
| 9 | MORGAN STANLEY | 112,443 | 653,000 | 1.52% | ||
| 10 | Virtu KCG Holdings LLC | 85,217 | 495,000 | 1.15% | ||
| 11 | US BANCORP \DE\ | 72,770 | 423,000 | 0.99% | ||
| 12 | ROYAL BANK OF CANADA | 61,586 | 357,000 | 0.83% | ||
| 13 | LPL Financial LLC | 60,903 | 354,000 | 0.83% | ||
| 14 | NEW ENGLAND SECURITIES CORP /MA/ | 57,753 | 336,000 | 0.78% | ||
| 15 | DEUTSCHE BANK AG\ | 46,075 | 267,000 | 0.62% | ||
| 16 | Commonwealth Equity Services, Inc | 42,969 | 250,000 | 0.58% | ||
| 17 | Advisors Preferred, LLC | 39,578 | 229,948 | 0.54% | ||
| 18 | NATIXIS ADVISORS, LLC | 27,028 | 157,000 | 0.37% | ||
| 19 | CITIGROUP INC | 16,301 | 95,000 | 0.22% | ||
| 20 | Placemark Investments, Inc. | 16,155 | 94,000 | 0.22% | ||
| 21 | UBS AG | 15,320 | 89,000 | 0.21% | ||
| 22 | Yellowstone Partners, LLC | 12,900 | 75,000 | 0.17% | ||
| 23 | PAYDEN & RYGEL | 12,433 | 72,000 | 0.17% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 9,037 | 52,000 | 0.12% | ||
| 25 | Tower Research Capital LLC (TRC) | 8,039 | 47,000 | 0.11% | ||
| 26 | PRIVATE TRUST CO NA | 4,210 | 24,000 | 0.06% | ||
| 27 | Plante Moran Financial Advisors, LLC | 3,290 | 19,000 | 0.04% | ||
| 28 | Creative Planning | 3,000 | 17,000 | 0.04% | ||
| 29 | Gary Goldberg Planning Services Inc | 1,000 | 6,000 | 0.01% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 5,810 | 0.01% | ||
| 31 | 1919 Investment Counsel, LLC | 380 | 3,000 | 0.01% | ||
| 32 | WFG Advisors, LP | 216 | 1,000 | 0.00% | ||
| 33 | BANK OF MONTREAL /CAN/ | 250 | 1,000 | 0.00% | ||
| 34 | ENVESTNET ASSET MANAGEMENT INC | 162 | 1,000 | 0.00% | ||
| 35 | BARCLAYS PLC | 63 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
