| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 2,836,321 | 15,883,000 | 37.62% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,751,916 | 9,811,000 | 23.24% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,090,479 | 6,107,000 | 14.46% | ||
| 4 | FIFTH THIRD BANCORP | 308,946 | 1,730,000 | 4.10% | ||
| 5 | Invesco Ltd. | 270,164 | 1,513,000 | 3.58% | PRN | |
| 6 | Gilman Hill Asset Management, LLC | 213,650 | 1,196,000 | 2.83% | ||
| 7 | Commonwealth Equity Services, Inc | 173,335 | 971,000 | 2.30% | ||
| 8 | DEUTSCHE BANK AG\ | 101,326 | 567,000 | 1.34% | ||
| 9 | MORGAN STANLEY | 79,101 | 443,000 | 1.05% | ||
| 10 | LPL Financial LLC | 71,941 | 406,000 | 0.96% | ||
| 11 | MSI Financial Services Inc | 69,668 | 390,000 | 0.92% | ||
| 12 | Independence Trust CO | 64,992 | 364,000 | 0.86% | ||
| 13 | GRACE & WHITE INC /NY | 63,230 | 354,000 | 0.84% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 61,378 | 344,000 | 0.81% | ||
| 15 | Shaker Financial Services, LLC | 58,105 | 325,000 | 0.77% | ||
| 16 | NATIXIS ADVISORS, LLC | 55,201 | 309,000 | 0.73% | ||
| 17 | DOLIVER ADVISORS, LP | 39,447 | 221,000 | 0.52% | ||
| 18 | ROYAL BANK OF CANADA | 32,151 | 180,000 | 0.43% | ||
| 19 | UBS Group AG | 28,249 | 158,000 | 0.37% | ||
| 20 | Virtu KCG Holdings LLC | 21,385 | 120,000 | 0.28% | ||
| 21 | TFS CAPITAL LLC | 19,579 | 110,000 | 0.26% | ||
| 22 | CITIGROUP INC | 16,301 | 91,000 | 0.22% | ||
| 23 | First Allied Advisory Services, Inc. | 15,508 | 87,000 | 0.21% | ||
| 24 | Yellowstone Partners, LLC | 14,414 | 81,000 | 0.19% | ||
| 25 | M&T BANK CORP | 13,396 | 75,000 | 0.18% | ||
| 26 | PAYDEN & RYGEL | 12,433 | 70,000 | 0.17% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,667 | 65,000 | 0.15% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 11,312 | 63,000 | 0.15% | ||
| 29 | GOLDMAN SACHS GROUP INC | 10,194 | 57,000 | 0.13% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 8,016 | 45,000 | 0.11% | ||
| 31 | WOLVERINE ASSET MANAGEMENT LLC | 4,713 | 26,000 | 0.06% | ||
| 32 | Advisory Services Network, LLC | 3,500 | 20,000 | 0.05% | ||
| 33 | Creative Planning | 2,000 | 11,000 | 0.03% | ||
| 34 | GUPTA WEALTH MANAGEMENT LLC | 1,631 | 9,000 | 0.02% | ||
| 35 | BRUDERMAN ASSET MANAGEMENT, LLC | 1,000 | 6,000 | 0.01% | ||
| 36 | BANK OF MONTREAL /CAN/ | 1,113 | 6,000 | 0.01% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 5,600 | 0.01% | ||
| 38 | TCI Wealth Advisors, Inc. | 278 | 2,000 | 0.00% | ||
| 39 | BARCLAYS PLC | 103 | 1,000 | 0.00% | ||
| 40 | Tower Research Capital LLC (TRC) | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
