| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 6,525,515 | 32,889,000 | 55.52% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,393,361 | 12,063,000 | 20.36% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,312,776 | 6,616,000 | 11.17% | ||
| 4 | Invesco Ltd. | 296,391 | 1,494,000 | 2.52% | ||
| 5 | Virtu KCG Holdings LLC | 139,369 | 702,000 | 1.19% | ||
| 6 | WEDBUSH SECURITIES INC | 133,398 | 672,000 | 1.13% | ||
| 7 | LPL Financial LLC | 116,224 | 581,000 | 0.98% | ||
| 8 | MORGAN STANLEY | 87,900 | 443,000 | 0.75% | ||
| 9 | Commonwealth Equity Services, Inc | 83,267 | 420,000 | 0.71% | ||
| 10 | MSI Financial Services Inc | 80,513 | 406,000 | 0.69% | ||
| 11 | Laurion Capital Management LP | 76,758 | 387,000 | 0.65% | ||
| 12 | FIFTH THIRD BANCORP | 75,555 | 381,000 | 0.64% | ||
| 13 | UBS Group AG | 61,297 | 309,000 | 0.52% | ||
| 14 | DOLIVER ADVISORS, LP | 52,999 | 267,000 | 0.45% | ||
| 15 | GRACE & WHITE INC /NY | 50,492 | 254,000 | 0.43% | ||
| 16 | SG Americas Securities, LLC | 39,829 | 201,000 | 0.34% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 27,315 | 138,000 | 0.23% | ||
| 18 | ROYAL BANK OF CANADA | 24,250 | 122,000 | 0.21% | ||
| 19 | Fiera Capital Corp | 23,731 | 120,000 | 0.20% | ||
| 20 | Gilman Hill Asset Management, LLC | 20,900 | 105,000 | 0.18% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 20,180 | 102,000 | 0.17% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 20,252 | 102,000 | 0.17% | ||
| 23 | CITIGROUP INC | 16,551 | 83,000 | 0.14% | ||
| 24 | Squarepoint Ops LLC | 13,900 | 70,000 | 0.12% | ||
| 25 | PAYDEN & RYGEL | 12,433 | 63,000 | 0.11% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 10,975 | 55,000 | 0.09% | ||
| 27 | GREATMARK INVESTMENT PARTNERS, INC. | 10,250 | 52,000 | 0.09% | ||
| 28 | ENVESTNET ASSET MANAGEMENT INC | 7,684 | 39,000 | 0.07% | ||
| 29 | IFP ADVISORS, INC | 5,000 | 25,000 | 0.04% | ||
| 30 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 4,500 | 23,000 | 0.04% | ||
| 31 | ADVISOR GROUP, INC. | 2,936 | 15,000 | 0.03% | ||
| 32 | SOWELL FINANCIAL SERVICES LLC | 2,800 | 14,000 | 0.02% | ||
| 33 | Creative Planning | 2,000 | 10,000 | 0.02% | ||
| 34 | BRONFMAN E.L. ROTHSCHILD, L.P. | 1,396 | 7,000 | 0.01% | ||
| 35 | Ancora Advisors LLC | 1,400 | 7,000 | 0.01% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
