| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,291,613 | 18,663,000 | 41.70% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,473,714 | 8,356,000 | 18.67% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,222,717 | 6,933,000 | 15.49% | ||
| 4 | 1607 Capital Partners, LLC | 432,965 | 2,455,000 | 5.49% | ||
| 5 | Invesco Ltd. | 296,592 | 1,681,000 | 3.76% | PRN | |
| 6 | Gilman Hill Asset Management, LLC | 246,400 | 1,397,000 | 3.12% | ||
| 7 | Commonwealth Equity Services, Inc | 152,850 | 867,000 | 1.94% | ||
| 8 | GRACE & WHITE INC /NY | 147,152 | 834,000 | 1.86% | ||
| 9 | FIFTH THIRD BANCORP | 138,789 | 787,000 | 1.76% | ||
| 10 | MORGAN STANLEY | 77,708 | 440,000 | 0.98% | ||
| 11 | Independence Trust CO | 75,090 | 426,000 | 0.95% | ||
| 12 | NEW ENGLAND SECURITIES CORP /MA/ | 69,911 | 396,000 | 0.88% | ||
| 13 | LPL Financial LLC | 69,351 | 393,000 | 0.88% | ||
| 14 | DEUTSCHE BANK AG\ | 51,761 | 293,000 | 0.65% | ||
| 15 | ROYAL BANK OF CANADA | 33,525 | 191,000 | 0.43% | ||
| 16 | Placemark Investments, Inc. | 22,068 | 125,000 | 0.28% | ||
| 17 | CITIGROUP INC | 16,301 | 92,000 | 0.21% | ||
| 18 | Virtu KCG Holdings LLC | 16,058 | 91,000 | 0.20% | ||
| 19 | Yellowstone Partners, LLC | 13,009 | 74,000 | 0.17% | ||
| 20 | PAYDEN & RYGEL | 12,433 | 70,000 | 0.16% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 11,320 | 64,000 | 0.14% | ||
| 22 | US BANCORP \DE\ | 6,900 | 39,000 | 0.09% | ||
| 23 | UBS Group AG | 5,534 | 31,000 | 0.07% | ||
| 24 | Tower Research Capital LLC (TRC) | 5,097 | 29,000 | 0.06% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 6,000 | 0.01% | ||
| 26 | Creative Planning | 1,000 | 6,000 | 0.01% | ||
| 27 | Gary Goldberg Planning Services Inc | 1,000 | 6,000 | 0.01% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 5,670 | 0.01% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 612 | 4,000 | 0.01% | ||
| 30 | TCI Wealth Advisors, Inc. | 278 | 2,000 | 0.00% | ||
| 31 | ENVESTNET ASSET MANAGEMENT INC | 162 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
