| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,185,707 | 18,159,000 | 43.30% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,108,464 | 6,319,000 | 15.07% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,071,079 | 6,105,000 | 14.56% | ||
| 4 | 1607 Capital Partners, LLC | 539,234 | 3,074,000 | 7.33% | ||
| 5 | Invesco Ltd. | 290,254 | 1,654,000 | 3.94% | PRN | |
| 6 | Gilman Hill Asset Management, LLC | 199,650 | 1,138,000 | 2.71% | ||
| 7 | GRACE & WHITE INC /NY | 188,125 | 1,072,000 | 2.56% | ||
| 8 | Commonwealth Equity Services, Inc | 166,468 | 949,000 | 2.26% | ||
| 9 | FIFTH THIRD BANCORP | 141,645 | 807,000 | 1.92% | ||
| 10 | MORGAN STANLEY | 72,042 | 411,000 | 0.98% | ||
| 11 | NEW ENGLAND SECURITIES CORP /MA/ | 67,561 | 385,000 | 0.92% | ||
| 12 | LPL Financial LLC | 66,573 | 381,000 | 0.91% | ||
| 13 | DEUTSCHE BANK AG\ | 48,206 | 274,000 | 0.65% | ||
| 14 | Virtu KCG Holdings LLC | 48,005 | 274,000 | 0.65% | ||
| 15 | ROYAL BANK OF CANADA | 29,147 | 166,000 | 0.40% | ||
| 16 | US BANCORP \DE\ | 26,673 | 152,000 | 0.36% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 19,571 | 112,000 | 0.27% | ||
| 18 | Placemark Investments, Inc. | 17,494 | 100,000 | 0.24% | ||
| 19 | CITIGROUP INC | 16,301 | 93,000 | 0.22% | ||
| 20 | Yellowstone Partners, LLC | 12,954 | 74,000 | 0.18% | ||
| 21 | PAYDEN & RYGEL | 12,433 | 71,000 | 0.17% | ||
| 22 | UBS AG | 11,376 | 65,000 | 0.15% | ||
| 23 | Tower Research Capital LLC (TRC) | 7,000 | 40,000 | 0.10% | ||
| 24 | PRIVATE TRUST CO NA | 4,210 | 24,000 | 0.06% | ||
| 25 | Plante Moran Financial Advisors, LLC | 3,290 | 19,000 | 0.05% | ||
| 26 | Creative Planning | 1,000 | 6,000 | 0.01% | ||
| 27 | Gary Goldberg Planning Services Inc | 1,000 | 6,000 | 0.01% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 5,700 | 0.01% | ||
| 29 | TCI Wealth Advisors, Inc. | 278 | 2,000 | 0.00% | ||
| 30 | ENVESTNET ASSET MANAGEMENT INC | 162 | 1,000 | 0.00% | ||
| 31 | WFG Advisors, LP | 220 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
