| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,682,790 | 35,198,000 | 16.37% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,366,515 | 31,049,000 | 14.44% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 1,400,288 | 18,372,000 | 8.55% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,009,968 | 13,251,000 | 6.16% | ||
| 5 | UBS AG | 976,769 | 12,815,000 | 5.96% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 965,909 | 12,673,000 | 5.89% | ||
| 7 | Invesco Ltd. | 889,996 | 11,677,000 | 5.43% | PRN | |
| 8 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 870,735 | 11,424,000 | 5.31% | ||
| 9 | HighTower Advisors, LLC | 859,764 | 11,280,000 | 5.25% | ||
| 10 | BlackRock Group LTD | 597,104 | 7,834,000 | 3.64% | ||
| 11 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 525,414 | 6,893,000 | 3.21% | ||
| 12 | MORGAN STANLEY | 486,192 | 6,379,000 | 2.97% | ||
| 13 | FOSTER & MOTLEY INC | 348,956 | 4,578,000 | 2.13% | ||
| 14 | Mount Lucas Management LP | 237,647 | 3,118,000 | 1.45% | ||
| 15 | COLDSTREAM CAPITAL MANAGEMENT INC | 180,359 | 2,366,000 | 1.10% | ||
| 16 | Capital Investment Advisors, LLC | 180,230 | 2,364,614 | 1.10% | ||
| 17 | CREDIT SUISSE AG/ | 151,930 | 1,993,000 | 0.93% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 143,718 | 1,886,000 | 0.88% | ||
| 19 | TFS CAPITAL LLC | 139,162 | 1,826,000 | 0.85% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 115,270 | 1,520,000 | 0.71% | ||
| 21 | WFG Advisors, LP | 107,594 | 1,412,000 | 0.66% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 106,025 | 1,391,000 | 0.65% | ||
| 23 | BB&T SECURITIES, LLC | 10,591 | 1,389,000 | 0.65% | ||
| 24 | LPL Financial LLC | 84,287 | 1,106,000 | 0.51% | ||
| 25 | Cordasco Financial Network | 76,793 | 1,008,000 | 0.47% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 69,185 | 908,000 | 0.42% | ||
| 27 | Global Endowment Management, LP | 60,000 | 787,000 | 0.37% | ||
| 28 | Winslow, Evans & Crocker, Inc. | 45,490 | 596,829 | 0.28% | ||
| 29 | FIRST TRUST ADVISORS LP | 43,757 | 574,000 | 0.27% | ||
| 30 | DEUTSCHE BANK AG\ | 39,881 | 522,000 | 0.24% | ||
| 31 | Shaker Financial Services, LLC | 38,935 | 511,000 | 0.24% | ||
| 32 | EJF Capital LP | 38,000 | 499,000 | 0.23% | ||
| 33 | GOLDMAN SACHS GROUP INC | 34,823 | 457,000 | 0.21% | ||
| 34 | RENAISSANCE GROUP LLC | 26,143 | 343,000 | 0.16% | ||
| 35 | HUNTINGTON NATIONAL BANK | 24,000 | 315,000 | 0.15% | PRN | |
| 36 | Private Advisor Group, LLC | 23,955 | 314,000 | 0.15% | ||
| 37 | Robert W. Baird & Co. Inc | 23,511 | 308,000 | 0.14% | ||
| 38 | Advisors Asset Management, Inc. | 23,224 | 305,000 | 0.14% | ||
| 39 | KING INVESTMENT ADVISORS INC/TX | 20,900 | 274,000 | 0.13% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 20,332 | 267,000 | 0.12% | ||
| 41 | WHITTIER TRUST CO OF NEVADA INC | 20,085 | 264,000 | 0.12% | ||
| 42 | HOLLENCREST CAPITAL MANAGEMENT | 19,774 | 260,000 | 0.12% | ||
| 43 | ROYAL BANK OF CANADA | 19,396 | 255,000 | 0.12% | ||
| 44 | SHEPHERD KAPLAN KROCHUK, LLC | 18,590 | 244,000 | 0.11% | ||
| 45 | WHITTIER TRUST CO | 17,175 | 225,000 | 0.10% | ||
| 46 | FIRST NEW YORK SECURITIES LLC /NY | 14,000 | 184,000 | 0.09% | ||
| 47 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 12,809 | 168,000 | 0.08% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,465 | 163,000 | 0.08% | ||
| 49 | MURPHY CAPITAL MANAGEMENT INC | 11,894 | 156,000 | 0.07% | ||
| 50 | ENVESTNET ASSET MANAGEMENT INC | 11,809 | 155,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
