| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 3,011,603 | 20,720,000 | 17.34% | ||
| 2 | Saba Capital Management, L.P. | 2,605,092 | 17,923,000 | 15.00% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,030,564 | 13,970,000 | 11.69% | ||
| 4 | UBS Group AG | 1,864,759 | 12,830,000 | 10.74% | ||
| 5 | PENN MUTUAL LIFE INSURANCE CO | 1,230,000 | 8,466,000 | 7.09% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,198,970 | 8,248,000 | 6.90% | ||
| 7 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 640,463 | 4,422,000 | 3.70% | ||
| 8 | BCWM, LLC | 603,196 | 4,150,000 | 3.47% | ||
| 9 | CITIGROUP INC | 565,114 | 3,888,000 | 3.25% | ||
| 10 | BlackRock Group LTD | 529,113 | 3,640,000 | 3.05% | ||
| 11 | MORGAN STANLEY | 501,997 | 3,454,000 | 2.89% | ||
| 12 | Invesco Ltd. | 487,908 | 3,357,000 | 2.81% | ||
| 13 | Vident Investment Advisory, LLC | 397,180 | 2,733,000 | 2.29% | ||
| 14 | HighTower Advisors, LLC | 214,139 | 1,479,000 | 1.24% | ||
| 15 | DOLIVER ADVISORS, LP | 173,262 | 1,192,000 | 1.00% | ||
| 16 | Capital Investment Advisors, LLC | 115,871 | 797,000 | 0.67% | ||
| 17 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 89,342 | 615,000 | 0.51% | ||
| 18 | GEODE CAPITAL MANAGEMENT, LLC | 78,465 | 539,000 | 0.45% | PRN | |
| 19 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 75,572 | 520,000 | 0.44% | ||
| 20 | Global Endowment Management, LP | 60,000 | 413,000 | 0.35% | ||
| 21 | WELLINGTON MANAGEMENT GROUP LLP | 60,000 | 413,000 | 0.35% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,462 | 409,000 | 0.34% | ||
| 23 | SENTINEL TRUST CO LBA | 59,400 | 409,000 | 0.34% | ||
| 24 | TFS CAPITAL LLC | 57,645 | 397,000 | 0.33% | ||
| 25 | CREDIT SUISSE AG/ | 56,516 | 389,000 | 0.33% | ||
| 26 | Bison Wealth, LLC | 55,480 | 382,000 | 0.32% | ||
| 27 | FOSTER & MOTLEY INC | 53,908 | 371,000 | 0.31% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 50,754 | 349,000 | 0.29% | ||
| 29 | LPL Financial LLC | 40,612 | 290,000 | 0.24% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 32,100 | 221,000 | 0.18% | ||
| 31 | GOLDMAN SACHS GROUP INC | 31,656 | 218,000 | 0.18% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 30,584 | 210,000 | 0.18% | ||
| 33 | ROYAL BANK OF CANADA | 27,500 | 189,000 | 0.16% | ||
| 34 | BAIRD FINANCIAL GROUP, INC. | 27,122 | 187,000 | 0.16% | ||
| 35 | DEUTSCHE BANK AG\ | 24,120 | 165,000 | 0.14% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 23,848 | 164,000 | 0.14% | ||
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 18,862 | 129,000 | 0.11% | ||
| 38 | JANE STREET GROUP, LLC | 18,643 | 128,000 | 0.11% | ||
| 39 | SHEPHERD KAPLAN KROCHUK, LLC | 18,590 | 128,000 | 0.11% | ||
| 40 | Private Advisor Group, LLC | 18,078 | 124,000 | 0.10% | ||
| 41 | BB&T SECURITIES, LLC | 17,550 | 120,000 | 0.10% | ||
| 42 | Virtu KCG Holdings LLC | 16,963 | 117,000 | 0.10% | ||
| 43 | CUE ADVISORY SERVICES, INC. | 16,365 | 113,000 | 0.09% | ||
| 44 | WHITTIER TRUST CO | 10,520 | 72,000 | 0.06% | ||
| 45 | Tower Research Capital LLC (TRC) | 10,133 | 70,000 | 0.06% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,679 | 47,000 | 0.04% | ||
| 47 | Thomas J. Herzfeld Advisors, Inc. | 6,400 | 44,000 | 0.04% | ||
| 48 | Creative Planning | 6,000 | 41,000 | 0.03% | ||
| 49 | MSI Financial Services Inc | 5,134 | 35,000 | 0.03% | ||
| 50 | SOUTH GEORGIA CAPITAL, LLC | 4,797 | 33,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
