| 1 |
Saba Capital Management, L.P. |
3,322,809 |
44,260,000 |
20.20% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
2,114,476 |
28,164,000 |
12.85% |
|
|
| 3 |
BANK OF AMERICA CORP /DE/ |
1,736,885 |
23,135,000 |
10.56% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,335,980 |
17,795,000 |
8.12% |
|
|
| 5 |
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC |
1,071,389 |
14,271,000 |
6.51% |
|
|
| 6 |
UBS AG |
972,243 |
12,951,000 |
5.91% |
|
|
| 7 |
HighTower Advisors, LLC |
793,356 |
10,568,000 |
4.82% |
|
|
| 8 |
Invesco Ltd. |
669,594 |
8,919,000 |
4.07% |
|
PRN |
| 9 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
633,377 |
8,437,000 |
3.85% |
|
|
| 10 |
BlackRock Group LTD |
597,104 |
7,954,000 |
3.63% |
|
|
| 11 |
MORGAN STANLEY |
487,625 |
6,495,000 |
2.96% |
|
|
| 12 |
FOSTER & MOTLEY INC |
289,525 |
3,856,000 |
1.76% |
|
|
| 13 |
COLDSTREAM CAPITAL MANAGEMENT INC |
195,510 |
2,604,000 |
1.19% |
|
|
| 14 |
BCWM, LLC |
167,638 |
2,233,000 |
1.02% |
|
|
| 15 |
Capital Investment Advisors, LLC |
163,777 |
2,182,000 |
1.00% |
|
|
| 16 |
CREDIT SUISSE AG/ |
163,010 |
2,171,000 |
0.99% |
|
|
| 17 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
115,270 |
1,536,000 |
0.70% |
|
|
| 18 |
WFG Advisors, LP |
112,152 |
1,494,000 |
0.68% |
|
|
| 19 |
RAYMOND JAMES & ASSOCIATES |
107,025 |
1,426,000 |
0.65% |
|
|
| 20 |
TFS CAPITAL LLC |
106,763 |
1,422,000 |
0.65% |
|
|
| 21 |
Raymond James Financial Services Advisors, Inc. |
83,186 |
1,108,000 |
0.51% |
|
|
| 22 |
LPL Financial LLC |
76,820 |
1,023,000 |
0.47% |
|
|
| 23 |
Cordasco Financial Network |
71,813 |
957,000 |
0.44% |
|
|
| 24 |
GOLDMAN SACHS GROUP INC |
70,912 |
945,000 |
0.43% |
|
|
| 25 |
Global Endowment Management, LP |
60,000 |
799,000 |
0.36% |
|
|
| 26 |
Thomas J. Herzfeld Advisors, Inc. |
58,660 |
781,000 |
0.36% |
|
|
| 27 |
DOLIVER ADVISORS, LP |
57,785 |
770,000 |
0.35% |
|
|
| 28 |
DEUTSCHE BANK AG\ |
51,831 |
690,000 |
0.31% |
|
|
| 29 |
FIRST TRUST ADVISORS LP |
50,312 |
670,000 |
0.31% |
|
|
| 30 |
Private Advisor Group, LLC |
49,729 |
662,000 |
0.30% |
|
|
| 31 |
Shaker Financial Services, LLC |
47,787 |
637,000 |
0.29% |
|
|
| 32 |
Kamunting Street Capital Management, L.P. |
46,907 |
625,000 |
0.29% |
|
|
| 33 |
Winslow, Evans & Crocker, Inc. |
44,240 |
589,276 |
0.27% |
|
|
| 34 |
GUGGENHEIM CAPITAL LLC |
43,845 |
584,000 |
0.27% |
|
|
| 35 |
ENVESTNET ASSET MANAGEMENT INC |
35,811 |
477,000 |
0.22% |
|
|
| 36 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
35,811 |
477,000 |
0.22% |
|
|
| 37 |
HUNTINGTON NATIONAL BANK |
34,000 |
453,000 |
0.21% |
|
PRN |
| 38 |
MILLENNIUM MANAGEMENT LLC |
30,598 |
408,000 |
0.19% |
|
|
| 39 |
Robert W. Baird & Co. Inc |
26,233 |
349,000 |
0.16% |
|
|
| 40 |
BlueCrest Capital Management LLP |
26,153 |
348,000 |
0.16% |
|
|
| 41 |
Cambridge Investment Research Advisors, Inc. |
22,450 |
299,000 |
0.14% |
|
|
| 42 |
Advisors Asset Management, Inc. |
21,633 |
288,000 |
0.13% |
|
|
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
20,746 |
277,000 |
0.13% |
|
|
| 44 |
Virtu KCG Holdings LLC |
20,534 |
274,000 |
0.13% |
|
|
| 45 |
KING INVESTMENT ADVISORS INC/TX |
20,000 |
266,000 |
0.12% |
|
|
| 46 |
HOLLENCREST CAPITAL MANAGEMENT |
19,774 |
263,000 |
0.12% |
|
|
| 47 |
SHEPHERD KAPLAN KROCHUK, LLC |
18,590 |
248,000 |
0.11% |
|
|
| 48 |
ROYAL BANK OF CANADA |
17,540 |
234,000 |
0.11% |
|
|
| 49 |
WHITTIER TRUST CO OF NEVADA INC |
14,185 |
189,000 |
0.09% |
|
|
| 50 |
FIRST NEW YORK SECURITIES LLC /NY |
14,000 |
184,000 |
0.08% |
|
|
