| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 2,798,588 | 22,472,000 | 17.32% | ||
| 2 | UBS Group AG | 2,396,352 | 19,242,000 | 14.83% | ||
| 3 | PENN MUTUAL LIFE INSURANCE CO | 1,929,000 | 15,492,000 | 11.94% | ||
| 4 | Saba Capital Management, L.P. | 1,853,858 | 14,886,000 | 11.48% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,699,231 | 13,645,000 | 10.52% | ||
| 6 | WELLS FARGO & COMPANY/MN | 751,768 | 6,037,000 | 4.65% | ||
| 7 | Vident Investment Advisory, LLC | 645,742 | 5,185,000 | 4.00% | ||
| 8 | CITIGROUP INC | 540,132 | 4,337,000 | 3.34% | ||
| 9 | MORGAN STANLEY | 531,899 | 4,271,000 | 3.29% | ||
| 10 | BCWM, LLC | 491,659 | 3,949,000 | 3.04% | ||
| 11 | GOLDENTREE ASSET MANAGEMENT LP | 383,625 | 3,081,000 | 2.38% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 322,922 | 2,593,000 | 2.00% | ||
| 13 | BlackRock Group LTD | 247,385 | 1,987,000 | 1.53% | ||
| 14 | BANK OF MONTREAL /CAN/ | 216,000 | 1,734,000 | 1.34% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 122,463 | 983,000 | 0.76% | ||
| 16 | Invesco Ltd. | 117,271 | 942,000 | 0.73% | ||
| 17 | Cambridge Investment Research Advisors, Inc. | 117,343 | 942,000 | 0.73% | ||
| 18 | BAIRD FINANCIAL GROUP, INC. | 113,321 | 910,000 | 0.70% | ||
| 19 | DOLIVER ADVISORS, LP | 112,426 | 903,000 | 0.70% | ||
| 20 | Capital Investment Advisors, LLC | 76,362 | 613,000 | 0.47% | ||
| 21 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 73,123 | 587,000 | 0.45% | ||
| 22 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 67,935 | 546,000 | 0.42% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 58,155 | 467,000 | 0.36% | ||
| 24 | HighTower Advisors, LLC | 49,422 | 395,000 | 0.30% | ||
| 25 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 48,686 | 391,000 | 0.30% | ||
| 26 | ROYAL BANK OF CANADA | 42,025 | 338,000 | 0.26% | ||
| 27 | Advisors Asset Management, Inc. | 33,371 | 268,000 | 0.21% | ||
| 28 | Private Advisor Group, LLC | 28,089 | 226,000 | 0.17% | ||
| 29 | Fiera Capital Corp | 26,811 | 215,000 | 0.17% | ||
| 30 | GOLDMAN SACHS GROUP INC | 26,768 | 215,000 | 0.17% | ||
| 31 | E&G Advisors, LP | 25,500 | 205,000 | 0.16% | ||
| 32 | Neuberger Berman Group LLC | 25,300 | 203,000 | 0.16% | ||
| 33 | LPL Financial LLC | 22,744 | 183,000 | 0.14% | ||
| 34 | DAVENPORT & Co LLC | 22,300 | 179,069 | 0.14% | ||
| 35 | ADVISOR GROUP, INC. | 22,337 | 179,000 | 0.14% | ||
| 36 | Raymond James Financial Services Advisors, Inc. | 18,925 | 152,000 | 0.12% | ||
| 37 | MSI Financial Services Inc | 17,826 | 143,000 | 0.11% | ||
| 38 | CARDAN CAPITAL PARTNERS, LLC | 14,800 | 119,000 | 0.09% | ||
| 39 | Clear Harbor Asset Management, LLC | 12,265 | 98,000 | 0.08% | ||
| 40 | WHITTIER TRUST CO | 11,806 | 95,000 | 0.07% | ||
| 41 | Global X Management CO LLC | 11,227 | 90,000 | 0.07% | ||
| 42 | Creative Planning | 6,000 | 48,000 | 0.04% | ||
| 43 | FIFTH THIRD BANCORP | 5,000 | 40,000 | 0.03% | ||
| 44 | D.A. DAVIDSON & CO. | 3,800 | 30,000 | 0.02% | ||
| 45 | INTEGRATED WEALTH MANAGEMENT | 3,250 | 26,000 | 0.02% | ||
| 46 | IFP ADVISORS, INC | 1,828 | 15,000 | 0.01% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 1,192 | 10,000 | 0.01% | ||
| 48 | WHITTIER TRUST CO OF NEVADA INC | 1,300 | 10,000 | 0.01% | ||
| 49 | Advisory Services Network, LLC | 1,230 | 10,000 | 0.01% | ||
| 50 | Edge Wealth Management LLC | 1,200 | 10,000 | 0.01% | SH |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
