| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BCWM, LLC | 541,503 | 50,143,000 | 20.85% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,795,774 | 25,890,000 | 10.77% | ||
| 3 | Saba Capital Management, L.P. | 2,638,762 | 24,435,000 | 10.16% | ||
| 4 | UBS Group AG | 2,253,953 | 20,871,000 | 8.68% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,875,869 | 17,371,000 | 7.22% | ||
| 6 | BlackRock Group LTD | 1,264,764 | 11,712,000 | 4.87% | ||
| 7 | PENN MUTUAL LIFE INSURANCE CO | 1,230,000 | 11,394,000 | 4.74% | ||
| 8 | WELLS FARGO & COMPANY/MN | 1,226,547 | 11,357,000 | 4.72% | ||
| 9 | HighTower Advisors, LLC | 1,038,001 | 9,612,000 | 4.00% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 906,591 | 8,395,000 | 3.49% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 763,520 | 7,074,000 | 2.94% | ||
| 12 | BB&T SECURITIES, LLC | 70,750 | 6,551,000 | 2.72% | ||
| 13 | Invesco Ltd. | 647,477 | 5,996,000 | 2.49% | PRN | |
| 14 | MORGAN STANLEY | 547,399 | 5,069,000 | 2.11% | ||
| 15 | CITIGROUP INC | 390,533 | 3,617,000 | 1.50% | ||
| 16 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 259,609 | 2,510,000 | 1.04% | ||
| 17 | DOLIVER ADVISORS, LP | 253,557 | 2,348,000 | 0.98% | ||
| 18 | ENVESTNET ASSET MANAGEMENT INC | 240,414 | 2,226,000 | 0.93% | ||
| 19 | Capital Investment Advisors, LLC | 16,990 | 1,264,000 | 0.53% | ||
| 20 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 98,344 | 911,000 | 0.38% | ||
| 21 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 89,342 | 827,000 | 0.34% | ||
| 22 | CREDIT SUISSE AG/ | 82,860 | 767,000 | 0.32% | ||
| 23 | TFS CAPITAL LLC | 75,726 | 701,000 | 0.29% | ||
| 24 | LPL Financial LLC | 75,249 | 698,000 | 0.29% | ||
| 25 | SIT INVESTMENT ASSOCIATES INC | 63,900 | 592,000 | 0.25% | ||
| 26 | FIRST TRUST ADVISORS LP | 63,357 | 587,000 | 0.24% | ||
| 27 | FOSTER & MOTLEY INC | 63,168 | 585,000 | 0.24% | ||
| 28 | Global Endowment Management, LP | 60,000 | 556,000 | 0.23% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 56,616 | 524,000 | 0.22% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 49,849 | 462,000 | 0.19% | ||
| 31 | GOLDMAN SACHS GROUP INC | 45,127 | 418,000 | 0.17% | ||
| 32 | Cordasco Financial Network | 45,135 | 418,000 | 0.17% | ||
| 33 | Kamunting Street Capital Management, L.P. | 44,213 | 409,000 | 0.17% | ||
| 34 | DEUTSCHE BANK AG\ | 43,027 | 397,000 | 0.17% | ||
| 35 | COLDSTREAM CAPITAL MANAGEMENT INC | 42,485 | 393,000 | 0.16% | ||
| 36 | Thomas J. Herzfeld Advisors, Inc. | 38,101 | 353,000 | 0.15% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 29,662 | 275,000 | 0.11% | ||
| 38 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 27,567 | 255,000 | 0.11% | ||
| 39 | BLACKROCK ADVISORS LLC | 26,064 | 241,000 | 0.10% | ||
| 40 | Robert W. Baird & Co. Inc | 25,219 | 234,000 | 0.10% | ||
| 41 | CUE ADVISORY SERVICES, INC. | 24,565 | 228,000 | 0.09% | ||
| 42 | Clear Harbor Asset Management, LLC | 18,765 | 174,000 | 0.07% | ||
| 43 | SHEPHERD KAPLAN KROCHUK, LLC | 18,590 | 172,000 | 0.07% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 17,627 | 163,226 | 0.07% | ||
| 45 | Private Advisor Group, LLC | 16,086 | 149,000 | 0.06% | ||
| 46 | ROYAL BANK OF CANADA | 14,250 | 132,000 | 0.05% | ||
| 47 | WHITTIER TRUST CO | 13,032 | 121,000 | 0.05% | ||
| 48 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,376 | 115,000 | 0.05% | ||
| 49 | Virtu KCG Holdings LLC | 10,989 | 102,000 | 0.04% | ||
| 50 | STEEL GROVE CAPITAL ADVISORS, LLC | 10,171 | 96,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
