Dark
Light
System
Security
MVC CAPITAL INC
MVC CAPITAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 102 Institutional holders with a total value of $140,289,321.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PRELUDE CAPITAL MANAGEMENT, LLC 31,245 423,000 0.30%
52 Jacobus Wealth Management, Inc. 30,000 407,000 0.29%
53 INSIGHT 2811, INC. 30,000 406,000 0.29%
54 RHUMBLINE ADVISERS 28,859 391,000 0.28%
55 Municipal Employees' Retirement System of Michigan 27,200 369,000 0.26%
56 ROTHSCHILD INVESTMENT LLC /IL 25,000 339,000 0.24%
57 Dalton Investments, Inc. 24,500 332,000 0.24%
58 ALLIANCEBERNSTEIN L.P. 24,200 328,000 0.23%
59 Nine Chapters Capital Management LLC 23,500 318,000 0.23%
60 ProShare Advisors LLC 22,877 310,000 0.22%
61 ENVESTNET ASSET MANAGEMENT INC 22,494 305,000 0.22%
62 ANALYTIC INVESTORS, LLC 22,129 300,000 0.21%
63 METROPOLITAN LIFE INSURANCE CO/NY 20,984 284,000 0.20%
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,429 263,000 0.19%
65 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 18,597 252,000 0.18%
66 Nationwide Fund Advisors 17,540 238,000 0.17%
67 DEUTSCHE BANK AG\ 17,220 233,000 0.17%
68 Legal & General Group Plc 16,985 230,000 0.16%
69 Swiss National Bank 16,300 221,000 0.16%
70 GEODE CAPITAL MANAGEMENT, LLC 15,920 215,000 0.15%
71 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 15,815 214,000 0.15%
72 AMERICAN INTERNATIONAL GROUP, INC. 15,380 208,399 0.15%
73 VOYA INVESTMENT MANAGEMENT LLC 14,950 203,000 0.14%
74 Janney Montgomery Scott LLC 14,894 201,814 0.14%
75 Aperio Group, LLC 14,377 195,000 0.14%
76 TWO SIGMA ADVISERS, LP 14,172 191,000 0.14%
77 Belmont Global Advisors, Inc. 13,600 184,000 0.13%
78 ArchPoint Investors 12,700 172,000 0.12%
79 1st Global Advisors, Inc. 12,563 170,000 0.12%
80 FIFTH THIRD BANCORP 12,122 164,000 0.12%
81 BLACKROCK ADVISORS LLC 11,779 160,000 0.11%
82 Hillsdale Investment Management Inc. 10,900 148,000 0.11%
83 AMP Capital Investors Ltd 10,590 142,000 0.10%
84 D.A. DAVIDSON & CO. 8,243 111,000 0.08%
85 STRS OHIO 8,100 110,000 0.08%
86 ROYAL BANK OF CANADA 7,752 105,000 0.07%
87 US BANCORP \DE\ 4,300 58,000 0.04%
88 CANADA LIFE ASSURANCE Co 4,000 54,000 0.04%
89 BARCLAYS PLC 3,947 52,000 0.04%
90 CITIGROUP INC 3,462 47,000 0.03%
91 Creative Planning 3,000 41,000 0.03%
92 ETRADE Capital Management LLC 2,637 36,000 0.03%
93 Thomas J. Herzfeld Advisors, Inc. 2,618 35,000 0.02%
94 MANAGED ACCOUNT ADVISORS LLC 1,672 22,000 0.02%
95 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,300 18,000 0.01%
96 TEACHER RETIREMENT SYSTEM OF TEXAS 796 11,000 0.01%
97 BlackRock Finance, Inc. 743 10,000 0.01%
98 WESTPORT RESOURCES MANAGEMENT INC 300 4,000 0.00%
99 BNP PARIBAS FINANCIAL MARKETS 282 3,677 0.00%
100 Waverly Advisors, LLC 115 2,000 0.00%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.